ICBC International Securities Limited
工銀國際證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for ICBC International Securities Limited (工銀國際證券有限公司), a Hong Kong-based licensed corporation with CE reference ARO299. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities. Current licensed staff on file: 116 (total recorded over time: 542). Earliest licence on file: 2008-11-14.
Registered address
37/F, ICBC Tower, 3 Garden Road, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2008-11-14 | present |
| Type 4 — Advising on securities | 2013-09-04 | present |
| Type 2 — Dealing in futures contracts | 2013-09-04 | 2019-12-30 |
Licensed staff (all-time) (542)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Liyan An 安麗艷 | RO 1, 2, 4 | 2018-02 | 2021-09 |
| Ran An 安冉 | RO 1, 4 Rep 1, 4 | 2017-12 | Present |
| Jason On Kit Au 歐安傑 | RO 1 Rep 1 | 2016-08 | 2019-06 |
| Angus Wai Kai Au-Yeung 歐陽為鍇 | RO 1 | 2017-09 | 2022-07 |
| Gary Ming Tak Chan 陳明德 | RO 1 Rep 1 | 2012-02 | 2018-09 |
| Ka Yee Chan 陳家怡 | RO 1 | 2012-03 | 2013-10 |
| Wing Tai Chan 陳永泰 | RO 1 Rep 1 | 2013-03 | Present |
| Yiu Kwong Chan 陳耀光 | RO 1 Rep 1 | 2009-04 | 2012-04 |
| Jing Chen 陳菁 | RO 1 Rep 1 | 2018-01 | 2021-08 |
| Lance Chun-Hao Chen 陳鈞豪 | RO 1 | 2012-02 | 2012-12 |
| Rui (SFC:AJC825) Chen 陳銳 | RO 1 Rep 1 | 2012-02 | 2013-12 |
| Kin Man Cheng 鄭健民 | RO 1 Rep 1 | 2013-03 | 2014-09 |
| Shi Cheng 程實 | RO 4 | 2024-01 | Present |
| Wai Leung Cheng 鄭偉良 | RO 1 Rep 1, 2 | 2014-08 | 2016-04 |
| Shirley Lai Ling Chiu 趙玲 | RO 1 Rep 1, 2 | 2014-08 | 2015-11 |
| King Ling Chow 鄒景玲 | RO 1 Rep 2 | 2008-11 | 2014-07 |
| Lin Cong 叢林 | RO 1, 2, 4 | 2018-03 | 2019-03 |
| Yingying (SFC:AZA947) Dong 董瑩瑩 | RO 1 Rep 1 | 2012-05 | 2018-01 |
| Wei (SFC:AOT337) Fang 方煒 | RO 1 Rep 1, 2 | 2014-10 | 2016-12 |
| John Xiang Fei 費翔 | RO 1 Rep 1 | 2012-02 | 2015-01 |
| Yung Fu 傅蓉 | RO 1 Rep 1 | 2009-05 | 2011-06 |
| Xiangjun Guo 郭向军 | RO 1, 4 | 2024-09 | Present |
| Jason Shing Hin Ho 何誠軒 | RO 1 | 2015-06 | 2017-05 |
| Wen Hua 華文 | RO 1 Rep 1 | 2017-06 | 2021-07 |
| Yehong Ji 季業宏 | RO 1 Rep 1 | 2017-11 | 2020-12 |
| Laurie Lan Jiang | RO 1 Rep 1, 2, 4 | 2011-08 | 2017-02 |
| Che Yeung Ko 高子陽 | RO 1, 2, 4 Rep 1, 4 | 2009-06 | Present |
| Chiu Kin Lam 林朝健 | RO 1 Rep 1, 4 | 2014-11 | Present |
| Pung Lam 林芃 | RO 1 Rep 1 | 2012-09 | 2013-04 |
| Wo Hui Lam 林和煦 | RO 1 Rep 1 | 2009-03 | 2012-04 |
| Eddy Ka Yip Lau 劉家業 | RO 1 Rep 1 | 2011-05 | 2012-03 |
| Danny Yiu Fai Lee 李耀輝 | RO 1 | 2013-02 | Present |
| Kai Ho Lee 李啟浩 | RO 4 | 2024-01 | Present |
| Chi On Leung 梁志安 | RO 1 | 2012-02 | 2015-08 |
| Polly Pui Ling Leung | RO 1 Rep 1, 2 | 2012-04 | 2014-10 |
| Xiaoxiao (SFC:AYP082) Li 李肖肖 | RO 1, 4 Rep 1, 4 | 2011-12 | Present |
| Xingwen Li 李興文 | RO 4 Rep 4 | 2014-01 | Present |
| Ying Li 李鷹 | RO 1, 4 | 2011-08 | 2014-12 |
| Zhenyu (SFC:AKN225) Li 李震宇 | RO 1, 4 Rep 1 | 2019-02 | Present |
| Jun (SFC:BOD394) Liu 劉君 | RO 1 Rep 1 | 2019-02 | Present |
| John Wai Tung Lo 盧衛東 | RO 1 Rep 1 | 2009-05 | 2010-07 |
| Tien Ian Long 龍田淵 | RO 1 Rep 1 | 2020-07 | 2021-08 |
| Tak Yan Lui 呂德仁 | RO 1 | 2012-02 | 2012-07 |
| Dick Tor Fuk Ma 馬多福 | RO 1 | 2008-11 | 2011-02 |
| Dongjun Ma 馬東軍 | RO 1 | 2012-02 | 2013-04 |
| Kin Wai Mok 莫建偉 | RO 1 Rep 1 | 2009-05 | 2010-07 |
| Matthew Martin Chi-Kit Mok 莫子傑 | RO 1, 4 Rep 1 | 2017-04 | 2024-07 |
| Chi Fai Ng 吳梓輝 | RO 1 Rep 1 | 2017-09 | 2022-08 |
| Warren Brian Ka Hei Ng 吳嘉羲 | RO 1 Rep 1 | 2017-08 | 2021-02 |
| Gary Kai Tai Pun 潘啟泰 | RO 2 Rep 1 | 2009-04 | 2018-05 |
| Jinsheng Qiao 喬晋声 | RO 1, 4 | 2021-12 | 2024-04 |
| Xujia Qin 秦旭嘉 | RO 1 Rep 1 | 2015-12 | Present |
| Lanfeng Qu 曲蘭峰 | RO 1 Rep 1 | 2017-06 | 2024-07 |
| Kai Fung Shum 岑啟豐 | RO 1, 4 Rep 1, 4 | 2015-04 | Present |
| James Kin Kong Sun 孫健崗 | RO 1, 2, 4 Rep 1, 2, 4 | 2018-05 | Present |
| Wei (SFC:AVI019) Sun 孫偉 | RO 1 | 2012-02 | 2012-07 |
| Kenneth John Taheny | RO 1, 4 Rep 1 | 2018-05 | 2023-05 |
| Jeffrey Wei Sing Tan 譚偉星 | RO 1, 4 Rep 1, 4 | 2024-10 | 2026-03 |
| Carter Richard Ting 丁文達 | RO 1, 4 Rep 1 | 2015-04 | Present |
| Chun Sing To 涂振聲 | RO 4 Rep 4 | 2014-01 | Present |
| Swee Yow Toh 杜瑞游 | RO 1 Rep 1 | 2009-05 | 2019-07 |
| Jiliang Wang 王紀亮 | RO 1 Rep 1 | 2017-08 | Present |
| Lei (SFC:ATV187) Wang 王磊 | RO 1 | 2012-02 | 2015-10 |
| Wei (SFC:BGK772) Wang 王巍 | RO 1 Rep 1 | 2015-10 | 2025-05 |
| Weiyang Wang 王威洋 | RO 1, 4 Rep 1, 4 | 2017-04 | Present |
| Wenbin Wang 王文彬 | RO 1, 4 | 2025-12 | Present |
| Yaowu Wang 汪要武 | RO 1, 2, 4 Rep 1, 2, 4 | 2015-10 | 2025-02 |
| Zhonghe Wang 王仲何 | RO 1 | 2012-03 | 2016-04 |
| Hong Wen 聞宏 | RO 4 | 2013-09 | 2016-07 |
| Joseph (SFC:AXG860) Wong 黃致聰 | RO 1 Rep 1 | 2012-02 | 2013-07 |
| Vincent Wing Hoo Wong 黃永浩 | RO 1 Rep 1 | 2013-09 | Present |
| Raymond Lai Ming Woo 符禮明 | RO 1 Rep 1 | 2016-06 | 2025-05 |
| Di (SFC:AWT094) Wu 吳頔 | RO 1 Rep 1 | 2017-07 | Present |
| Frank Ching Fai Wu 胡晴輝 | RO 1 Rep 1 | 2015-04 | 2020-09 |
| Gang Wu 吳剛 | RO 1 Rep 1 | 2012-03 | 2013-06 |
| Pei Shan Wu 吳沛珊 | RO 1 Rep 1, 2 | 2012-03 | 2014-10 |
| Yunming Wu 吳雲明 | RO 1 Rep 1 | 2017-07 | 2022-04 |
| Feifei (SFC:BKE569) Xiao 肖飛飛 | RO 1 Rep 1 | 2017-07 | 2025-04 |
| Yuan Xiao 肖元 | RO 1, 4 Rep 1, 4 | 2015-06 | Present |
| Yuqiang Xiao 肖玉强 | RO 1, 4 | 2022-08 | Present |
| Yuguo Yang 杨煜国 | RO 1, 4 | 2025-05 | Present |
| Weidong Ye 叶衛東 | RO 1 Rep 1, 2 | 2010-05 | 2015-05 |
| Eric Sau San Yeung 楊秀臣 | RO 1, 2, 4 Rep 1, 2, 4 | 2014-04 | 2020-09 |
| Ham Yeung 楊涵 | RO 1 Rep 1 | 2009-07 | 2011-01 |
| Ka Lung Yip 葉家龍 | RO 1 Rep 1 | 2009-03 | 2009-08 |
| Bernard Ka Ho Yu 余家豪 | RO 1, 4 Rep 1, 4 | 2016-07 | 2018-06 |
| Hong (SFC:AJF555) Yu 余宏 | RO 1 | 2011-09 | 2013-01 |
| Lingzhu Yu Steiner 遇玲珠 | RO 1, 4 Rep 1, 4 | 2017-09 | Present |
| Zhicheng Yuan 袁志成 | RO 4 Rep 4 | 2014-01 | 2015-08 |
| Dongchen Zhao 趙東晨 | RO 4 | 2024-01 | Present |
| Chunhua Zhou 周春華 | RO 1 | 2015-07 | 2015-12 |
| Jiming Zhu 朱繼明 | RO 1 Rep 1 | 2012-12 | Present |
| Samet Ali | Rep 1 | 2009-10 | 2010-10 |
| Yifei Bai 白怡霏 | Rep 1 | 2015-10 | 2019-08 |
| Yuyang Bai 白愉暘 | Rep 1, 4 | 2019-12 | 2021-01 |
| Sejal Bajaria | Rep 1 | 2009-06 | 2010-01 |
| Siqi (SFC:BTV479) Cai 蔡司騏 | Rep 1, 4 | 2023-06 | Present |
| Xuezhen Cai 蔡雪珍 | Rep 1 | 2017-07 | Present |
| Yijing (SFC:BKX010) Cai 蔡伊菁 | Rep 1 | 2017-09 | 2021-02 |
| Yuzhe Cai 蔡宇哲 | Rep 1 | 2015-08 | 2017-10 |
Showing 1–100 of 542
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