Wo Hui Lam
林和煦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wo Hui Lam (林和煦), a licensed Responsible Officer with CE reference AFU639. Currently licensed at 1 firm(s): BillionsPower Partners Company Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 42.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BillionsPower Partners Company Limited 億和資本有限公司 |
RO | Type 4 — Advising on securities | 2025-11-24 | present |
| BillionsPower Partners Company Limited 億和資本有限公司 |
RO | Type 9 — Asset management | 2025-11-24 | present |
| BillionsPower Partners Company Limited 億和資本有限公司 |
Rep | Type 4 — Advising on securities | 2025-11-04 | 2025-11-24 |
| BillionsPower Partners Company Limited 億和資本有限公司 |
Rep | Type 9 — Asset management | 2025-11-04 | 2025-11-24 |
| Planetree Securities Limited 梧桐證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-09-20 | 2025-08-05 |
| Planetree Futures Limited 梧桐期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2024-09-20 | 2025-08-05 |
| Planetree Securities Limited 梧桐證券有限公司 |
RO | Type 7 — Providing automated trading services | 2024-09-20 | 2025-08-05 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 7 — Providing automated trading services | 2024-04-15 | 2024-09-20 |
| Planetree Discount Lending Limited | RO | Type 8 — Securities margin financing | 2024-03-18 | 2025-08-05 |
| Planetree Asset Management Limited 梧桐資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-03-15 | 2025-08-05 |
| Planetree Research Limited | RO | Type 4 — Advising on securities | 2023-09-27 | 2025-08-05 |
| Planetree Research Limited | RO | Type 5 — Advising on futures contracts | 2023-09-27 | 2025-08-05 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-01 | 2024-09-20 |
| Planetree Futures Limited 梧桐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-09-01 | 2024-09-20 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-05-19 | 2020-09-30 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2016-09-28 | 2020-09-30 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2015-08-25 | 2016-09-01 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2015-07-29 | 2015-08-25 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-01-06 | 2015-06-30 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2014-01-06 | 2015-06-30 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-12-02 | 2015-06-30 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
RO | Type 5 — Advising on futures contracts | 2013-12-02 | 2015-06-30 |
| Shacom Futures Limited 上商期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-11-26 | 2013-07-03 |
| Shacom Futures Limited 上商期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2012-11-26 | 2013-07-03 |
| Shacom Futures Limited 上商期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-10-18 | 2012-11-26 |
| Shacom Futures Limited 上商期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2012-10-18 | 2012-11-26 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2009-05-06 | 2012-04-24 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2009-05-05 | 2012-04-24 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-16 | 2009-05-05 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2009-02-02 | 2009-03-01 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-12 | 2009-03-01 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-11-12 | 2009-02-02 |
| Berich Brokerage Limited 百裕證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-11-17 | 2007-10-20 |
| Berich Brokerage Limited 百裕證券有限公司 |
RO | Type 1 — Dealing in securities | 2004-11-10 | 2005-05-10 |
| Berich Futures (H.K.) Company Limited 百裕期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2004-05-28 | 2007-10-20 |
| Berich Brokerage Limited 百裕證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-11-10 |
| Berich Futures (H.K.) Company Limited 百裕期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-05-28 |
| Berich Brokerage Limited 百裕證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-06 |
| Berich Futures (H.K.) Company Limited 百裕期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-10-06 |
| Berich Brokerage Limited 百裕證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-06 |
| Berich Brokerage Limited 百裕證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-06 |
| Berich Futures (H.K.) Company Limited 百裕期貨(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-06 |