TFI Asset Management Limited

天風國際資產管理有限公司
CE No. ASF056 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for TFI Asset Management Limited (天風國際資產管理有限公司), a Hong Kong-based licensed corporation with CE reference ASF056. Currently licensed for regulated activity type(s) 4 — Advising on securities; 5 — Advising on futures contracts; 9 — Asset management. Current licensed staff on file: 19 (total recorded over time: 111). Earliest licence on file: 2009-06-18.

Registered address

16/F, Two Pacific Place, 88 Queensway, Admiralty

Licence history

ActivityFromTo
Type 4 — Advising on securities 2009-06-18 present
Type 5 — Advising on futures contracts 2014-03-10 present
Type 9 — Asset management 2014-06-27 present

Licensed staff (all-time) (111)
Active on date

Name Activities First licensed To
Stephen Ka Fai Chan 陳家輝 RO 4, 9 Rep 4, 5 2014-02 2016-06
Zhenglin Chen 陳政霖 RO 9 Rep 4, 5, 9 2023-10 Present
James Wai Lam Cheng 鄭暐霖 RO 4 2010-04 2013-01
Zhijie Dai 戴智杰 RO 4, 5, 9 Rep 4, 5, 9 2023-07 2025-02
Hung Man Fu 符洪民 RO 4 2013-03 2015-03
Erdong Gu 顧爾東 RO 4, 5, 9 2019-11 Present
Ziqiao Gu 谷子樵 RO 4, 9 Rep 4, 9 2022-09 2023-03
Yi (SFC:BKZ654) He 賀怡 RO 4, 5, 9 Rep 4, 5, 9 2025-02 2025-08
Songbo Huang 黃松博 RO 4, 5 Rep 4, 9 2012-10 2015-04
Hon Wah Ip 葉漢華 RO 4 2013-01 2013-03
Ming Fai Kong 江明輝 RO 4, 5, 9 Rep 4, 5 2013-11 2016-09
Wo Hui Lam 林和煦 RO 4, 5 2016-09 2020-09
Kim Man Li 李劍文 RO 4, 9 Rep 4, 9 2016-08 2018-06
Xi (SFC:BPK764) Lin 林曦 RO 9 Rep 4, 9 2020-03 2024-03
Shen (SFC:BMW835) Liu 劉深 RO 4, 5, 9 Rep 4, 5, 9 2020-09 Present
Kam Chuen Ma 馬錦全 RO 4 2009-06 2013-01
Kent Kin Fan Ma 馬健勳 RO 4, 5, 9 Rep 4, 9 2016-10 2023-01
Xiaoning Meng 孟小宁 RO 4, 9 Rep 4, 9 2015-08 2020-07
Kai Shing Tang 鄧啟成 RO 4, 5, 9 Rep 4, 5 2014-02 2016-09
Ting (SFC:BIR267) Wang 王町 RO 5 Rep 9 2020-06 Present
Biwei Wu 鄔必偉 RO 4, 5, 9 Rep 4 2012-10 2014-09
Zuoli Xu 徐祚立 RO 4 2009-06 2010-08
Zhu Ye 葉硃 RO 4, 5, 9 Rep 4, 5, 9 2015-11 2021-05
Junhua Yin 尹俊驊 RO 4, 5, 9 Rep 4, 5, 9 2024-09 2025-10
Hailian Yu 于海蓮 RO 4 Rep 4, 5 2019-10 2024-03
Tong (SFC:BLG089) Zhang 張彤 RO 9 Rep 9 2025-12 Present
Wenqi Zhou 周文頎 RO 4 Rep 4 2020-07 2021-10
Chuan Zou 鄒傳 RO 4, 5, 9 2023-02 Present
Xin Cao 曹昕 Rep 4, 5, 9 2022-09 2024-10
Tsui Ching Chang 張翠晴 Rep 4 2022-11 2024-06
Junru Chen 陈俊儒 Rep 4 2022-07 2024-06
Tingliang Chen 陳廷亮 Rep 4, 5, 9 2025-08 2026-02
Weiwei Chen 陳薇薇 Rep 4 2010-08 2010-09
Xi (SFC:BNY354) Chen 陳茜 Rep 4, 5 2019-01 2019-04
Charlotte Man Loch Cheng 鄭敏樂 Rep 4, 9 2014-08 2016-09
Ping Fai Cheng 鄭炳輝 Rep 4 2013-12 2014-03
Chung Cheung 張聰 Rep 4 2010-11 2013-01
Kai Hung Cheung 張啟雄 Rep 4 2015-12 2016-02
Wai Pan Chu 朱偉彬 Rep 4 2023-01 2024-06
Paul Antony Defries Rep 4, 5, 9 2018-08 2019-10
Yixuan Dong 董懿萱 Rep 4, 5, 9 2024-03 2024-09
Cuiting Feng 冯翠婷 Rep 4 2021-08 2021-12
Bosong Han 韓博松 Rep 4, 5, 9 2024-08 2025-03
Hui (SFC:BTC662) He 何慧 Rep 4 2022-10 2024-01
Ka Huen Ho 何嘉烜 Rep 4 2018-11 2022-07
Kwok Sham Sam Ho 何國深 Rep 4 2022-09 2024-06
Purdy Pin Pin Ho 何翩翩 Rep 4 2017-04 2020-04
Wing Pong Ho 何永邦 Rep 9 2014-07 2015-05
Kai Lai Hon 韓嘉麗 Rep 4, 9 2022-04 2023-12
Yong (SFC:BGT644) Hu 胡勇 Rep 9 2024-07 Present
Henan Huang 黃赫男 Rep 4 2022-06 2023-12
Jinyi Huang 黄晋怡 Rep 4, 5, 9 2018-04 2019-07
Shanhua Huang 黄珊華 Rep 9 2025-06 2025-07
Zidong Huang 黃梓東 Rep 4 2021-01 2021-06
Menghan Jiang 蒋梦晗 Rep 4 2021-06 2024-01
Patrick Chin Hung Ko 高展鴻 Rep 4 2022-11 2024-06
Rong (SFC:BRG887) Kong 孔蓉 Rep 4 2021-06 2024-06
Shishi Kong 孔師詩 Rep 9 2023-11 2025-03
Ming-Chi Kuo 郭明錤 Rep 4, 5 2018-05 2024-06
William Yuk Nam Lee 李育南 Rep 4 2013-11 2016-09
Huiying Li 李慧瀛 Rep 4, 9 2020-01 2022-05
Ruochong Li 李若冲 Rep 4, 9 2021-07 Present
Te Li 李特 Rep 4, 9 2021-07 Present
Zhen Ni Li 李珍妮 Rep 4 2021-06 2021-10
Wo Yen Lin 林我彦 Rep 4, 5, 9 2018-05 2021-06
Chang (SFC:BQN232) Liu 刘畅 Rep 4 2020-12 2022-03
Peng (SFC:BOP136) Liu 刘鹏 Rep 4 2019-07 2020-01
Ruohang Luo 羅若航 Rep 4 2020-09 2022-04
Ginny Sai Wun Ma 馬世媛 Rep 4 2011-07 2012-01
Po Yan Ngan 顏寶欣 Rep 4 2020-12 2022-06
Mihoko Oka Rep 9 2026-03 Present
Jian (SFC:BOL466) Pan 潘暕 Rep 4 2019-06 2024-05
Xia Peng 彭霞 Rep 4, 9 2026-02 Present
Yujing Qi 祁钰景 Rep 4 2022-08 2024-06
Tingjuan Su 蘇婷娟 Rep 4 2018-05 2020-04
Haiyang Sun 孙海洋 Rep 4 2021-08 2024-06
Hanbing Sun 孙晗冰 Rep 4 2022-06 2024-06
Wai Hong Tang 鄧維康 Rep 9 2014-07 2016-09
Angela Kai Hei Tong 唐啟僖 Rep 9 2021-07 2024-07
Tang Kwan Tsang 曾騰君 Rep 4 2020-06 2024-06
David Robert John Vincent Rep 4 2019-09 2019-11
Jingyi (SFC:BVI068) Wang 王靖怡 Rep 4, 5, 9 2025-03 2026-01
Junbo (SFC:BRV830) Wang 王峻波 Rep 4, 9 2021-11 Present
Long Wang 王龍 Rep 4, 9 2019-09 2022-06
Mengkai Wang 王夢愷 Rep 4 2021-06 2024-06
Qi (SFC:BLP469) Wang 王奇 Rep 4 2020-10 2021-11
Shuyi Wang 王舒儀 Rep 4, 5, 9 2026-04 Present
Wing Shing Wong 王永晟 Rep 4 2010-08 2013-02
Yui Ho Wong 王銳豪 Rep 9 2014-07 2015-11
Feng Phoenix Xiao 肖鳳 Rep 4 2022-09 2024-06
Hongwei Xie 謝紅偉 Rep 4, 5, 9 2016-10 2019-10
Shiyi Xiong 熊詩怡 Rep 9 2022-09 Present
Jian (SFC:BJX378) Xu 徐劍 Rep 4 2018-04 2019-03
Jingjing (SFC:BRZ553) Xu 徐晶晶 Rep 4, 9 2022-01 Present
Yixin (SFC:BOW962) Xu 許義鑫 Rep 4, 5, 9 2024-06 Present
Chengxiao Yang 杨诚笑 Rep 4 2019-05 2021-04
Ning (SFC:BNC279) Yang 楊寧 Rep 9 2020-06 2020-11
Jia Yin 殷嘉 Rep 4, 5, 9 2018-12 2021-12
Jiaxue Yu 於佳雪 Rep 4, 5, 9 2018-06 2019-11
Ke Cheng Yu 余可騁 Rep 4 2021-11 2024-03
Showing 1–100 of 111

Other Hong Kong SFC firms with overlapping regulated activities

Morgan Stanley Asia Limited

CE AAD291 · 921 staff · 3 shared activity types · 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 · 895 staff · 3 shared activity types · 高盛(亞洲)有限責任公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 · 408 staff · 3 shared activity types · 宏利投資管理(香港)有限公司

SinoPac Securities (Asia) Limited

CE BIZ502 · 217 staff · 3 shared activity types · 永豐金證券(亞洲)有限公司

HSBC Global Asset Management (Hong Kong) Limited

CE AAF684 · 204 staff · 3 shared activity types

FIL Investment Management (Hong Kong) Limited

CE AAG408 · 196 staff · 3 shared activity types · 富達基金(香港)有限公司

Futu Securities International (Hong Kong) Limited

CE AZT137 · 186 staff · 3 shared activity types · 富途證券國際(香港)有限公司

HSBC Investment Funds (Hong Kong) Limited

CE AAL518 · 157 staff · 3 shared activity types

Related