Hon Wah Ip
葉漢華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hon Wah Ip (葉漢華), a licensed Responsible Officer with CE reference ALN833. Currently licensed at 1 firm(s): Sino Financial Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 32.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sino Financial Asset Management Limited 信和資產管理有限公司 |
RO | Type 4 — Advising on securities | 2025-09-05 | present |
| Sino Financial Asset Management Limited 信和資產管理有限公司 |
RO | Type 9 — Asset management | 2025-09-05 | present |
| NFH Securities and Futures Limited 新金控證券期貨有限公司 |
RO | Type 1 — Dealing in securities | 2016-11-21 | 2024-06-20 |
| NFH Securities and Futures Limited 新金控證券期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-11-21 | 2024-06-20 |
| NFH Asset Management Limited 新金控資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-11-21 | 2025-03-31 |
| NFH Securities and Futures Limited 新金控證券期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2016-11-21 | 2025-03-31 |
| NFH Asset Management Limited 新金控資產管理有限公司 |
RO | Type 9 — Asset management | 2016-11-21 | 2025-03-31 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
RO | Type 1 — Dealing in securities | 2016-03-09 | 2016-10-03 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-03-09 | 2016-10-03 |
| Avalok Capital Limited 宏觀資本有限公司 |
Rep | Type 9 — Asset management | 2015-07-20 | 2016-02-29 |
| Avalok Capital Limited 宏觀資本有限公司 |
RO | Type 1 — Dealing in securities | 2015-07-20 | 2016-02-29 |
| Avalok Capital Limited 宏觀資本有限公司 |
RO | Type 4 — Advising on securities | 2015-07-20 | 2016-02-29 |
| JS Securities Limited 晉商證券有限公司 |
RO | Type 4 — Advising on securities | 2014-07-30 | 2015-01-19 |
| JS Securities Limited 晉商證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-06-28 | 2015-01-19 |
| JS Securities Limited 晉商證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-10 | 2013-06-28 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2013-01-28 | 2013-03-20 |
| Rifa Securities Limited 日發證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-04-28 | 2013-03-20 |
| Rifa Futures Limited 日發期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-04-28 | 2013-03-20 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-15 | 2011-04-28 |
| Rifa Futures Limited 日發期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-04-15 | 2011-04-28 |
| Well Link Securities Limited 立橋證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2009-09-15 | 2011-04-01 |
| Well Link Securities Limited 立橋證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-21 | 2011-04-01 |
| Rifa Futures Limited 日發期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2008-12-01 | 2009-05-20 |
| Rifa Securities Limited 日發證券有限公司 |
RO | Type 1 — Dealing in securities | 2008-08-26 | 2009-05-20 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-01 | 2008-08-26 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-12-07 | 2008-03-01 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-12-07 | 2008-03-01 |
| Roctec Securities Company Limited 鷹達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-12 | 2007-11-29 |
| Roctec Futures Trading Company Limited 鷹達期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-06-12 | 2007-11-29 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-22 | 2007-05-31 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-04-22 | 2007-05-31 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2004-12-15 | 2005-01-26 |