Avalok Capital Limited
宏觀資本有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Avalok Capital Limited (宏觀資本有限公司), a Hong Kong-based licensed corporation with CE reference AZC453. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 7 (total recorded over time: 21). Earliest licence on file: 2012-05-31.
Registered address
Unit No. 1110, Level 11, Tower I, Grand Central Plaza, 138 Shatin Rural Committee Road, Shatin, NT
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2015-07-20 | present |
| Type 9 — Asset management | 2012-05-31 | present |
| Type 1 — Dealing in securities | 2015-07-20 | 2024-07-12 |
Licensed staff (all-time) (21)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Guqiao Chen 陳谷喬 | RO 4, 9 | 2012-05 | 2026-04 |
| Yiqiu Han 韓逸秋 | RO 1, 4, 9 | 2012-05 | Present |
| Hon Wah Ip 葉漢華 | RO 1, 4 Rep 9 | 2015-07 | 2016-02 |
| Chi Fei Tse 謝智飛 | RO 1, 4 | 2015-07 | 2016-06 |
| Lee Kuen Tse 謝莉娟 | RO 1, 4, 9 Rep 4, 9 | 2014-12 | Present |
| Emenry Pui Ling Wong 黃佩玲 | RO 1 | 2016-08 | 2017-05 |
| Lingzi Yang 楊玲梓 | RO 9 Rep 1, 4, 9 | 2016-08 | Present |
| Xingdong Zhang 張興東 | RO 1, 4 | 2015-07 | 2016-11 |
| Yiqiao Chen 陳伊喬 | Rep 1, 4 | 2016-10 | 2026-04 |
| Lipeng Dai 戴力鵬 | Rep 4, 9 | 2025-07 | Present |
| Haoxing Gao 高昊星 | Rep 1, 4 | 2017-12 | Present |
| Sin Man Hon 韓善文 | Rep 1, 4, 9 | 2018-12 | 2025-06 |
| Yan (SFC:ARE732) Liu 劉岩 | Rep 1 | 2017-01 | 2021-04 |
| Zijin Meng 孟子今 | Rep 4, 9 | 2016-10 | 2017-02 |
| Jiayun Qian 錢嘉韵 | Rep 4, 9 | 2016-12 | 2017-03 |
| Yu (SFC:AOX368) Shi 石鈺 | Rep 9 | 2013-08 | 2014-04 |
| Yuchao Wang 王宇超 | Rep 1, 4 | 2017-04 | 2022-07 |
| Zi Xin Wu |