Avalok Capital Limited

宏觀資本有限公司
CE No. AZC453 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Avalok Capital Limited (宏觀資本有限公司), a Hong Kong-based licensed corporation with CE reference AZC453. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 7 (total recorded over time: 21). Earliest licence on file: 2012-05-31.

Registered address

Unit No. 1110, Level 11, Tower I, Grand Central Plaza, 138 Shatin Rural Committee Road, Shatin, NT

Licence history

ActivityFromTo
Type 4 — Advising on securities 2015-07-20 present
Type 9 — Asset management 2012-05-31 present
Type 1 — Dealing in securities 2015-07-20 2024-07-12

Licensed staff (all-time) (21)
Active on date

Name Activities First licensed To
Guqiao Chen 陳谷喬 RO 4, 9 2012-05 2026-04
Yiqiu Han 韓逸秋 RO 1, 4, 9 2012-05 Present
Hon Wah Ip 葉漢華 RO 1, 4 Rep 9 2015-07 2016-02
Chi Fei Tse 謝智飛 RO 1, 4 2015-07 2016-06
Lee Kuen Tse 謝莉娟 RO 1, 4, 9 Rep 4, 9 2014-12 Present
Emenry Pui Ling Wong 黃佩玲 RO 1 2016-08 2017-05
Lingzi Yang 楊玲梓 RO 9 Rep 1, 4, 9 2016-08 Present
Xingdong Zhang 張興東 RO 1, 4 2015-07 2016-11
Yiqiao Chen 陳伊喬 Rep 1, 4 2016-10 2026-04
Lipeng Dai 戴力鵬 Rep 4, 9 2025-07 Present
Haoxing Gao 高昊星 Rep 1, 4 2017-12 Present
Sin Man Hon 韓善文 Rep 1, 4, 9 2018-12 2025-06
Yan (SFC:ARE732) Liu 劉岩 Rep 1 2017-01 2021-04
Zijin Meng 孟子今 Rep 4, 9 2016-10 2017-02
Jiayun Qian 錢嘉韵 Rep 4, 9 2016-12 2017-03
Yu (SFC:AOX368) Shi 石鈺 Rep 9 2013-08 2014-04
Yuchao Wang 王宇超 Rep 1, 4 2017-04 2022-07
Zi Xin Wu Rep 4, 9 2026-03 Present
Ying (SFC:BIY483) Yang 楊瑛 Rep 1, 9 2022-02 2024-11
Ziwei (SFC:BIH912) Yang 楊紫微 Rep 1, 4 2016-10 2025-06
Saijun Zhang 張賽君 Rep 4, 9 2024-12 Present
Showing 1–21 of 21

Other Hong Kong SFC firms with overlapping regulated activities

Morgan Stanley Asia Limited

CE AAD291 · 921 staff · 2 shared activity types · 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 · 895 staff · 2 shared activity types · 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 · 836 staff · 2 shared activity types · 華泰金融控股(香港)有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 · 434 staff · 2 shared activity types · 光大證券投資服務(香港)有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 · 408 staff · 2 shared activity types · 宏利投資管理(香港)有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 · 394 staff · 2 shared activity types · 招商證券(香港)有限公司

Phillip Securities (Hong Kong) Limited

CE AAG460 · 325 staff · 2 shared activity types · 輝立證券(香港)有限公司

Mizuho Securities Asia Limited

CE AEZ953 · 269 staff · 2 shared activity types · 瑞穗證券亞洲有限公司

Related