Yu (SFC:AOX368) Shi
石鈺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu (SFC:AOX368) Shi (石鈺), a licensed former licensee with CE reference AOX368. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2020-09-02 | 2022-02-23 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
RO | Type 4 — Advising on securities | 2017-12-07 | 2024-10-29 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-06 | 2024-10-29 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 4 — Advising on securities | 2017-04-06 | 2017-12-07 |
| Avalok Capital Limited 宏觀資本有限公司 |
Rep | Type 9 — Asset management | 2013-08-02 | 2014-04-11 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-10-24 | 2013-05-20 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-10-24 | 2013-05-20 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-06-15 | 2011-04-26 |