Yiqiu Han
韓逸秋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiqiu Han (韓逸秋), a licensed Responsible Officer with CE reference ANC095. Currently licensed at 1 firm(s): Avalok Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Avalok Capital Limited 宏觀資本有限公司 |
RO | Type 4 — Advising on securities | 2016-09-21 | present |
| Avalok Capital Limited 宏觀資本有限公司 |
RO | Type 9 — Asset management | 2012-05-31 | present |
| Avalok Capital Limited 宏觀資本有限公司 |
RO | Type 1 — Dealing in securities | 2015-07-20 | 2024-07-04 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2011-08-08 | 2012-02-20 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
RO | Type 9 — Asset management | 2010-02-03 | 2011-02-25 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-02-02 | 2011-08-08 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-02-14 | 2010-02-03 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-08-07 | 2008-02-06 |
| InnoFusion Capital Management Limited | Rep | Type 9 — Asset management | 2006-02-25 | 2007-06-30 |