CMS Asset Management (HK) Co., Limited
招商證券資產管理(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for CMS Asset Management (HK) Co., Limited (招商證券資產管理(香港)有限公司), a Hong Kong-based licensed corporation with CE reference ARS756. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 18 (total recorded over time: 106). Earliest licence on file: 2009-03-31.
Registered address
48th Floor, One Exchange Square, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2012-02-01 | present |
| Type 9 — Asset management | 2009-03-31 | present |
Licensed staff (all-time) (106)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Qing (SFC:BVA331) Cai 蔡清 | RO 4, 9 Rep 4, 9 | 2024-06 | 2026-02 |
| Yim Yim Chan 陳艷艷 | RO 9 Rep 4, 9 | 2009-05 | 2017-03 |
| Hui Chang 常輝 | RO 9 Rep 4, 9 | 2011-06 | 2015-12 |
| Gong Chen 陳弓 | RO 4, 9 Rep 4, 9 | 2025-08 | Present |
| Man Ling Cheung 張敏玲 | RO 4, 9 Rep 4, 9 | 2024-04 | Present |
| Tat Yin Chung 鍾達賢 | RO 4, 9 Rep 4, 9 | 2018-02 | 2018-08 |
| Xueying Cui 崔雪鶯 | RO 4, 9 Rep 4, 9 | 2017-10 | 2020-07 |
| Michael B Ding 丁宝奇 | RO 4, 9 | 2018-09 | 2021-02 |
| Yu (SFC:AHL497) Feng 豐羽 | RO 9 | 2009-03 | 2011-08 |
| Yiqiu Han 韓逸秋 | RO 9 Rep 9 | 2010-02 | 2012-02 |
| Zhong He 何鐘 | RO 4, 9 | 2011-08 | 2017-09 |
| Pui Sze Ho 何佩詩 | RO 4, 9 Rep 4, 9 | 2023-04 | 2026-04 |
| Wai Ting Kung 龔偉廷 | RO 4, 9 Rep 4, 9 | 2021-02 | 2023-04 |
| Qing (SFC:AWH884) Li 李青 | RO 4, 9 Rep 4, 9 | 2014-06 | 2018-04 |
| Dongbo Liu 劉東勃 | RO 9 Rep 9 | 2013-03 | 2017-08 |
| Haiyan (SFC:BXC023) Liu 刘海燕 | RO 4, 9 | 2026-05 | Present |
| Gonglu Lu 鲁公路 | RO 4, 9 Rep 4, 9 | 2022-06 | 2023-06 |
| Liang Ming 明亮 | RO 4, 9 Rep 4, 9 | 2018-11 | 2019-10 |
| Ean Kiam Ng 黃延謙 | RO 4, 9 | 2010-09 | 2014-05 |
| Yun Shen 沈云 | RO 4, 9 | 2024-05 | 2025-10 |
| Patrick Wai Bill Shum 岑維標 | RO 9 Rep 9 | 2009-09 | 2010-09 |
| Na Sun 孫娜 | RO 4, 9 Rep 9 | 2010-12 | 2017-04 |
| Yinan Tang 唐軼南 | RO 4, 9 Rep 4, 9 | 2018-04 | 2020-03 |
| Jack Fung Tsui 徐鋒 | RO 9 | 2009-03 | 2010-01 |
| Peng (SFC:AWT306) Wang 王鵬 | RO 4, 9 Rep 4, 9 | 2011-12 | 2018-06 |
| Chin Pang (SFC:AFU569) Wong 黃展鵬 | RO 9 Rep 9 | 2009-05 | 2010-09 |
| Fiona Wing Yin Wong 黃穎研 | RO 4, 9 Rep 4, 9 | 2020-05 | 2020-08 |
| Lo Suen Wong 黃璐旋 | RO 4, 9 Rep 9 | 2010-08 | 2013-11 |
| Vivien Wong 黃詠欣 | RO 4, 9 Rep 4, 9 | 2020-07 | 2022-02 |
| Fan (SFC:APF030) Yang 楊帆 | RO 4, 9 Rep 4, 9 | 2013-11 | 2020-04 |
| Jong Ling Yen 嚴中伶 | RO 9 | 2010-09 | 2012-01 |
| Dalin Yu 于大林 | RO 4, 9 Rep 4, 9 | 2012-10 | 2017-12 |
| Wenwen Zhan 詹文雯 | RO 4, 9 Rep 4, 9 | 2013-01 | 2018-01 |
| Lixin Zhang 張立新 | RO 4, 9 | 2021-05 | 2024-04 |
| Rui (SFC:BQB519) Zhang 張芮 | RO 4, 9 Rep 4, 9 | 2020-09 | 2021-11 |
| Geng Zhou 周耿 | RO 4, 9 Rep 4, 9 | 2021-10 | 2025-10 |
| Yu (SFC:BGE805) Bai 白玉 | Rep 4, 9 | 2015-09 | 2016-03 |
| Wenyuan Cai 蔡文媛 | Rep 9 | 2009-05 | 2012-07 |
| Hung Ping Chan 陳鴻平 | Rep 9 | 2011-12 | 2013-06 |
| On Ni Chan 陳安妮 | Rep 4, 9 | 2025-12 | Present |
| Wing Hung Chau 周永雄 | Rep 4, 9 | 2021-06 | 2023-05 |
| Guqiao Chen 陳谷喬 | Rep 9 | 2009-05 | 2010-03 |
| Ping Chen 陳平 | Rep 4, 9 | 2026-01 | Present |
| Tzu Yuan Chen 陳資元 | Rep 4, 9 | 2019-04 | 2019-06 |
| Wenzhi Chen 陳文質 | Rep 9 | 2011-02 | 2015-12 |
| Xi (SFC:BNU854) Chen 陳曦 | Rep 4, 9 | 2018-11 | 2019-07 |
| Yu (SFC:BEM653) Chen 陳昱 | Rep 4, 9 | 2022-01 | Present |
| Yueyang Cheng 程越洋 | Rep 4, 9 | 2025-02 | Present |
| Tianyi Cui 崔添伊 | Rep 4, 9 | 2025-07 | Present |
| Tong Cui 崔彤 | Rep 4, 9 | 2024-10 | 2024-11 |
| Zimeng Dong 董子銘 | Rep 9 | 2009-12 | 2011-08 |
| Jing Fan 范靜 | Rep 4, 9 | 2024-06 | Present |
| Zhangpeng Feng 馮張鵬 | Rep 4, 9 | 2019-03 | 2019-08 |
| Chen Gao 高晨 | Rep 4, 9 | 2025-07 | Present |
| Xiaoqi Gao 高晓琪 | Rep 4, 9 | 2021-08 | 2021-08 |
| Kaize Guo 郭楷澤 | Rep 4, 9 | 2020-09 | 2024-04 |
| Lin (SFC:BNB213) Guo 郭璘 | Rep 4, 9 | 2018-06 | 2019-02 |
| Biao Han 韓彪 | Rep 4, 9 | 2015-10 | 2019-11 |
| Danqing Huang 黃丹青 | Rep 4, 9 | 2014-03 | 2015-03 |
| Ling Jin 金玲 | Rep 4, 9 | 2024-12 | 2025-09 |
| King Yin Lam 林京賢 | Rep 4, 9 | 2021-06 | Present |
| Wan Lam 林耘 | Rep 4, 9 | 2013-11 | 2014-12 |
| Yanbo Lang 郎彥博 | Rep 4, 9 | 2025-09 | Present |
| Kwan Ho Lau 劉君豪 | Rep 9 | 2010-05 | 2014-09 |
| I Lung Law 羅錡龍 | Rep 4, 9 | 2021-05 | 2021-05 |
| Jensen Wang Chun Leung 梁宏俊 | Rep 9 | 2013-10 | 2015-12 |
| Peter Ping Tak Leung 梁秉德 | Rep 9 | 2010-02 | 2013-10 |
| Mengmeng Li 李檬檬 | Rep 4, 9 | 2023-04 | Present |
| Shaoqing Li 李少卿 | Rep 4, 9 | 2022-02 | 2023-08 |
| Xiaowei (SFC:BCC071) Li 李晓蔚 | Rep 4, 9 | 2026-04 | Present |
| Zihao Li 李子豪 | Rep 4, 9 | 2021-11 | 2023-09 |
| Ying (SFC:AQY868) Liang 梁盈 | Rep 9 | 2010-12 | 2013-04 |
| Jianyong Lin 林劍勇 | Rep 9 | 2016-02 | 2016-04 |
| Lidong Lin 林立東 | Rep 4, 9 | 2023-03 | Present |
| Wai Kit Luk 陸偉傑 | Rep 9 | 2009-06 | 2009-08 |
| Jinming Luo 羅錦明 | Rep 9 | 2010-12 | 2017-06 |
| Jingjing Ma 馬晶晶 | Rep 4, 9 | 2022-03 | 2022-05 |
| Tian Bei Ma 馬天蓓 | Rep 9 | 2009-05 | 2009-08 |
| Xiaowei Ma 馬笑偉 | Rep 4, 9 | 2019-03 | 2021-04 |
| Yanshu Ma 馬硯姝 | Rep 4, 9 | 2023-05 | 2025-08 |
| Sing Wa Man 文星華 | Rep 4, 9 | 2016-12 | 2021-06 |
| Jenny Chi Ying Ng 吳致瑩 | Rep 4, 9 | 2014-09 | 2018-07 |
| Ching (SFC:AXV091) Ngai 倪晶 | Rep 9 | 2011-08 | 2013-04 |
| Hao Pan 潘昊 | Rep 4, 9 | 2016-06 | 2018-04 |
| Yunzhe Song 宋云喆 | Rep 4, 9 | 2026-02 | Present |
| Jingjing Tang 唐晶晶 | Rep 4, 9 | 2016-02 | 2017-12 |
| Vickie Tang 鄧穎淇 | Rep 4, 9 | 2026-01 | Present |
| Kwok Yuk Tsang 曾國鈺 | Rep 4, 9 | 2016-02 | 2017-07 |
| Long Wang 王龍 | Rep 4, 9 | 2019-02 | 2019-07 |
| Yu (SFC:BER242) Wang 王玉 | Rep 4, 9 | 2018-09 | 2019-08 |
| Yuxuan (SFC:AVS196) Wang 王宇軒 | Rep 9 | 2013-11 | 2016-12 |
| Ching Yi Wong 王靜儀 | Rep 4, 9 | 2011-03 | 2014-02 |
| Hoi Ka (SFC:BFK210) Wong 黃凱嘉 | Rep 4, 9 | 2018-05 | 2018-10 |
| Rundong Wu 鄔潤東 | Rep 4, 9 | 2021-11 | 2022-04 |
| Xiao (SFC:AOS437) Wu 吳筱 | Rep 9 | 2009-06 | 2010-11 |
| Zhenzhong Xu 徐震中 | Rep 9 | 2010-12 | 2013-10 |
| Danny Kai Chi Yan 甄啟智 | Rep 4, 9 | 2018-06 | 2018-09 |
| Chun Keung Yau 邱鎮強 | Rep 9 | 2010-06 | 2011-04 |
| Zhenting Yuan 袁禎廷 | Rep 4, 9 | 2020-02 | 2021-06 |
| Kim Keung Yung 戎劍強 | Rep 9 | 2011-07 | 2011-12 |
Showing 1–100 of 106
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 · 921 staff · 2 shared activity types · 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 · 895 staff · 2 shared activity types · 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 836 staff · 2 shared activity types · 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 · 434 staff · 2 shared activity types · 光大證券投資服務（香港）有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 · 408 staff · 2 shared activity types · 宏利投資管理(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 · 394 staff · 2 shared activity types · 招商證券(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 · 325 staff · 2 shared activity types · 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 · 269 staff · 2 shared activity types · 瑞穗證券亞洲有限公司