Wai Kit Luk
陸偉傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kit Luk (陸偉傑), a licensed Representative with CE reference AJL679. Currently licensed at 1 firm(s): KCG Fund Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KCG Fund Management Limited 寶通基金管理有限公司 |
Rep | Type 9 — Asset management | 2020-11-13 | present |
| Richland Asset Management (HK) Limited 高盈資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-11-16 | 2020-05-26 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2009-06-19 | 2009-08-03 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 |
RO | Type 9 — Asset management | 2008-06-02 | 2009-08-03 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 9 — Asset management | 2007-11-28 | 2009-06-04 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-10-29 | 2007-11-28 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 9 — Asset management | 2007-02-06 | 2007-09-12 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-08-28 | 2007-09-12 |
| Fuhwa Securities (Hong Kong) Co., Limited 復華證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-03-26 | 2005-08-16 |