KCG Securities Asia Limited

寶通證券亞洲有限公司

CE No. AGG778 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for KCG Securities Asia Limited (寶通證券亞洲有限公司), a Hong Kong-based licensed corporation with CE reference AGG778. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 6 — Advising on corporate finance; 9 — Asset management. Current licensed staff on file: 4 (total recorded over time: 50). Earliest licence on file: 2004-11-25.

More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →More firms doing Asset management →

Registered address

Unit 2, 24/F, Worldwide House, 19 Des Voeux Road, Central

Licence history

Activity	From	To
Type 1 — Dealing in securities	present	present
Type 4 — Advising on securities	present	present
Type 6 — Advising on corporate finance	present	present
Type 9 — Asset management	2004-11-25	present
Type 2 — Dealing in futures contracts	2016-07-08	2016-12-01
Type 9 — Asset management	present	2004-03-11

Licensed staff (all-time) (50)
Active on date

1 Dealing in securities 2 Dealing in futures contracts 4 Advising on securities 6 Advising on corporate finance 9 Asset management

RO only

Name	Activities	First licensed	To
Eric Shun Kuen Chan 陳舜權	RO 6	2004-03	2006-06
Kwok Chiu Chan 陳國超	RO 4, 9 Rep 1, 4, 9	2007-07	2009-09
Ngar Yan Ho 何雅茵	RO 1 Rep 1, 4	2009-05	2015-02
Peter Yam Lung Kuang 鄺任能	RO 6	2005-12	2006-06
Chi Lam Lam 林智霖	RO 1, 4, 9 Rep 1, 4	2022-02	2024-08
Wai Kit (SFC:ACQ914) Lam 林惠傑	RO 1, 4 Rep 1, 4, 6, 9	Pre-2003	2012-05
Hing Bun Lau 劉慶斌	RO 6 Rep 6	2012-01	Present
Ka Chun (SFC:AZG905) Lau 劉嘉俊	RO 1, 4, 9 Rep 1, 4, 9	2015-06	2021-12
Yonglang Lei 雷永朗	RO 6, 9	2007-04	2024-01
Ho Fung Li 李可鋒	RO 1, 4, 9 Rep 1, 4, 9	2018-09	2019-12
Tak Hung Lim 林德鴻	RO 2	2016-07	2016-09
Chok Wah Mui 梅作華	RO 6 Rep 1, 4, 6	Pre-2003	2025-05
Hong Wing Ng 吳匡榮	RO 1, 2, 4 Rep 1	2015-03	2017-01
Keng Chan Pang 彭鏡塵	RO 1, 4, 6, 9	Pre-2003	Present
Luyuan Peng 彭鹿原	RO 1, 4, 9 Rep 1, 4, 9	2020-03	Present
Kwok Keung Tsoi 蔡國強	RO 1, 4, 6, 9 Rep 1, 4, 9	2008-09	2010-11
Chen Wen 文宸	RO 1, 4, 9 Rep 1, 4, 9	2017-06	Present
Xiangdong Xiong 熊向東	RO 1, 4, 9 Rep 1, 4, 6, 9	2006-06	2019-06
Shing Kuen Yuen 袁承權	RO 1, 4, 6, 9	Pre-2003	2013-09
Henry Chi Sheung Chan 陳志尚	Rep 1, 4, 9	2012-03	2013-03
Leong Ching Chan 陳亮禎	Rep 1, 4	2019-11	2021-07
Pak Ka Chan 陳柏嘉	Rep 9	2017-04	2017-11
Xiaobing Chen 陳小冰	Rep 1	2008-08	2014-08
Yang (SFC:BNS682) Chen 陳楊	Rep 4, 9	2018-11	2020-07
Yang (SFC:AVK557) Hong 洪洋	Rep 1	2010-09	2013-06
Wai Sheung Kwan 關惠嫦	Rep 1, 4, 6, 9	Pre-2003	2017-08
Shun Tim Kwok 郭純恬	Rep 1, 6	2004-05	2004-12
Kai Yam Lau 劉佳鑫	Rep 1	2017-09	2018-08
Lai Ling Lau 劉麗玲	Rep 1	2008-05	2008-08
Thomas Wing Yip Lau 劉永業	Rep 1, 4	2013-07	2015-10
Ka Ki (SFC:AEH405) Lee 李家驥	Rep 1, 4, 6, 9	Pre-2003	2012-05
Zhifeng Li 李智鋒	Rep 1, 4	2012-11	2013-03
Janet Yuen Ki Louie 呂婉琪	Rep 6	2004-08	2005-04
Wai Kit Luk 陸偉傑	Rep 6, 9	2006-08	2007-09
Siu Wai (SFC:AWX842) Ng 吳小委	Rep 1	2012-12	2015-04
Wenjuan Peng 彭文娟	Rep 4, 9	2012-03	2012-06
Keqin Qu 曲克勤	Rep 1, 9	2008-05	2008-12
Kin Hoi Shiu 蕭建凱	Rep 1	2012-07	2012-11
Hilda Sung 宋玲鋆	Rep 1, 6, 9	2004-12	2005-05
Ka Chun (SFC:BIS737) Tam 譚嘉俊	Rep 1	2017-05	2018-07
Kwong Ting Tam 譚光庭	Rep 4, 9	2015-11	2017-04
Wing Yee Weng 翁永燚	Rep 9	2013-09	2015-03
Hong Sing Wong 黃康鋮	Rep 1, 4, 6, 9	Pre-2003	2005-09
Lok Yi (SFC:APP041) Wong 黃樂怡	Rep 6, 9	2007-12	2012-07
Huahui Xie 謝華輝	Rep 1	2008-04	2015-01
Ning (SFC:ASL818) Xu 許寧	Rep 1	2009-07	2014-05
Mario Bercasio Yeung 楊青山	Rep 6	2004-08	2005-07
Zhi (SFC:AIB283) Yu 于志	Rep 9	2007-03	2012-10
Yong (SFC:ANI719) Zhang 張勇	Rep 1, 6, 9	2006-08	2008-12
Zeyu Zhen 甄澤玉	Rep 1, 4, 9	2018-06	2021-06