Yong (SFC:ANI719) Zhang
張勇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yong (SFC:ANI719) Zhang (張勇), a licensed former licensee with CE reference ANI719. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-25 | 2014-05-16 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 9 — Asset management | 2009-05-25 | 2014-05-16 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 9 — Asset management | 2007-07-30 | 2008-12-31 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-02 | 2008-12-31 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-08-02 | 2008-12-31 |