Luyuan Peng
彭鹿原
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Luyuan Peng (彭鹿原), a licensed Responsible Officer with CE reference BPL206. Currently licensed at 1 firm(s): KCG Securities Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2025-07-02 | present |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2025-07-02 | present |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 9 — Asset management | 2025-07-02 | present |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-24 | 2025-07-02 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2020-03-24 | 2025-07-02 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 9 — Asset management | 2020-03-24 | 2025-07-02 |