Chen Wen
文宸
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chen Wen (文宸), a licensed Responsible Officer with CE reference BFL265. Currently licensed at 2 firm(s): KCG Securities Asia Limited, KCG Fund Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2020-09-18 | present |
| KCG Fund Management Limited 寶通基金管理有限公司 |
RO | Type 4 — Advising on securities | 2020-09-18 | present |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2020-09-18 | present |
| KCG Fund Management Limited 寶通基金管理有限公司 |
RO | Type 9 — Asset management | 2020-09-18 | present |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 9 — Asset management | 2020-09-18 | present |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-19 | 2020-09-18 |
| KCG Fund Management Limited 寶通基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-06-02 | 2020-09-18 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2017-06-02 | 2020-09-18 |
| KCG Fund Management Limited 寶通基金管理有限公司 |
Rep | Type 9 — Asset management | 2017-06-02 | 2020-09-18 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 9 — Asset management | 2017-06-02 | 2020-09-18 |
| China Demeter Securities Limited 國農證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-06 | 2017-04-09 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-15 | 2016-04-14 |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-15 | 2015-09-21 |