KCG Fund Management Limited
寶通基金管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for KCG Fund Management Limited (寶通基金管理有限公司), a Hong Kong-based licensed corporation with CE reference AOR317. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 3 (total recorded over time: 21). Earliest licence on file: 2007-05-04.
Registered address
Unit 2, 24/F, Worldwide House, 19 Des Voeux Road, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2007-05-04 | present |
| Type 9 — Asset management | 2007-05-04 | present |
Licensed staff (all-time) (21)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Kwok Chiu Chan 陳國超 | RO 4, 9 Rep 9 | 2007-08 | 2009-09 |
| Chi Lam Lam 林智霖 | RO 4, 9 Rep 4 | 2022-02 | 2024-08 |
| Wai Kit (SFC:ACQ914) Lam 林惠傑 | RO 4 Rep 9 | 2009-09 | 2012-05 |
| Ka Chun (SFC:AZG905) Lau 劉嘉俊 | RO 4, 9 Rep 4, 9 | 2018-09 | 2021-12 |
| Yonglang Lei 雷永朗 | RO 9 | 2009-10 | 2013-12 |
| Ho Fung Li 李可鋒 | RO 4, 9 Rep 4, 9 | 2018-09 | 2019-12 |
| Keng Chan Pang 彭鏡塵 | RO 4, 9 | 2007-05 | Present |
| Kwok Keung Tsoi 蔡國強 | RO 4, 9 Rep 4, 9 | 2008-09 | 2010-11 |
| Chen Wen 文宸 | RO 4, 9 Rep 4, 9 | 2017-06 | Present |
| Xiangdong Xiong 熊向東 | RO 4, 9 Rep 4, 9 | 2010-11 | 2019-06 |
| Zhi (SFC:AIB283) Yu 于志 | RO 9 Rep 9 | 2022-05 | 2023-12 |
| Shing Kuen Yuen 袁承權 | RO 4, 9 | 2007-05 | 2010-05 |
| Yang (SFC:BNS682) Chen 陳楊 | Rep 4, 9 | 2018-11 | 2020-07 |
| Bin Lin 林彬 | Rep 9 | 2008-10 | 2009-11 |
| Wai Kit Luk 陸偉傑 | Rep 9 | 2020-11 | Present |
| Chok Wah Mui 梅作華 | Rep 4, 9 | 2022-07 | 2025-05 |
| Jin (SFC:AQX847) Peng 彭進 | Rep 9 | 2008-05 | 2011-06 |
| Kwong Ting Tam 譚光庭 | Rep 9 | 2016-03 | 2017-04 |
| Wing Yee Weng 翁永燚 | Rep 9 | 2013-09 | 2015-03 |
| Lok Yi (SFC:APP041) Wong 黃樂怡 | Rep 9 | 2008-07 | 2012-07 |
| Andrew E Yao 姚恩 | Rep 4, 9 | 2009-02 | 2019-03 |
Showing 1–21 of 21
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