Kwok Chiu Chan
陳國超
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Chiu Chan (陳國超), a licensed Responsible Officer with CE reference AOY089. Currently licensed at 1 firm(s): Greenland (Asia) Securities Co., Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Greenland (Asia) Securities Co., Limited 綠地(亞洲)證券有限公司 |
RO | Type 4 — Advising on securities | 2023-02-20 | present |
| Greenland (Asia) Securities Co., Limited 綠地(亞洲)證券有限公司 |
RO | Type 9 — Asset management | 2023-02-20 | present |
| Greenland (Asia) Securities Co., Limited 綠地(亞洲)證券有限公司 |
Rep | Type 9 — Asset management | 2023-02-17 | 2023-02-20 |
| Waton Securities International Limited 華通證券國際有限公司 |
RO | Type 9 — Asset management | 2022-02-10 | 2023-01-31 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 9 — Asset management | 2021-03-09 | 2021-06-13 |
| Finet Securities Limited 財華證券有限公司 |
Rep | Type 9 — Asset management | 2020-12-22 | 2021-03-09 |
| Richland Asset Management (HK) Limited 高盈資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2017-04-13 | 2020-06-30 |
| Pinxin (Hong Kong) Asset Management Co. Limited 品信(香港)資產管理有限公司 |
RO | Type 9 — Asset management | 2014-11-13 | 2015-09-21 |
| Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 |
RO | Type 9 — Asset management | 2013-04-30 | 2014-02-28 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-06-03 | 2012-01-19 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 9 — Asset management | 2011-01-18 | 2011-05-16 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 9 — Asset management | 2010-12-01 | 2011-01-18 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-03 | 2010-07-31 |
| KCG Fund Management Limited 寶通基金管理有限公司 |
RO | Type 4 — Advising on securities | 2009-03-27 | 2009-09-04 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2009-03-27 | 2009-09-04 |
| KCG Fund Management Limited 寶通基金管理有限公司 |
RO | Type 9 — Asset management | 2009-03-27 | 2009-09-04 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
RO | Type 9 — Asset management | 2009-03-27 | 2009-09-04 |
| KCG Fund Management Limited 寶通基金管理有限公司 |
Rep | Type 9 — Asset management | 2007-08-28 | 2009-03-27 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-17 | 2009-09-04 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2007-07-17 | 2009-03-27 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 |
Rep | Type 9 — Asset management | 2007-07-17 | 2009-03-27 |