Guosen Securities (HK) Asset Management Company Limited

國信證券(香港)資產管理有限公司
CE No. AUX572 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guosen Securities (HK) Asset Management Company Limited (國信證券(香港)資產管理有限公司), a Hong Kong-based licensed corporation with CE reference AUX572. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 14 (total recorded over time: 84). Earliest licence on file: 2010-06-29.

More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →

Registered address

Suites 3207-3212 on Level 32, One Pacific Place, 88 Queensway

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2011-10-28 present
Type 4 — Advising on securities 2010-06-29 present
Type 9 — Asset management 2010-06-29 present
Type 5 — Advising on futures contracts 2011-10-28 2014-10-31

Licensed staff (all-time) (84)
Active on date

Name Activities First licensed To
Peishan Bai 白培善 RO 1, 4, 9 Rep 1, 4, 9 2017-02 Present
Kanise Choi Wah Chan 陳再華 RO 1 Rep 4, 9 2010-11 2012-05
Yuhong Jin 金宇紅 RO 1, 4, 9 Rep 4, 9 2012-02 2012-09
Kai Tin Lam 林佳典 RO 1, 4, 9 Rep 1, 4, 9 2022-09 Present
Daniel Pak Wang Li 李柏宏 RO 1, 4, 5, 9 Rep 4, 9 2010-11 2014-10
Jiping Lu 盧紀平 RO 1, 4, 9 Rep 1, 4, 9 2016-07 Present
Chak Hung Mak 麥澤鴻 RO 1, 4, 9 Rep 9 2014-01 2015-07
Ronald Hiu Fai Sung 宋曉輝 RO 4, 9 2010-06 2011-01
Zhi Tang 唐志 RO 1, 4, 9 Rep 1, 4, 9 2017-03 2025-01
Leung Kwing Tong 唐良炯 RO 1, 4, 9 Rep 1, 4, 9 2015-07 2016-09
Xinrong Xiang 向新榮 RO 1, 4, 9 2010-06 2012-12
Yinan Xiao 肖一楠 RO 1, 4, 9 Rep 1, 4, 9 2013-05 Present
Liting Xiong 熊力頲 RO 1, 4, 5, 9 Rep 4, 9 2011-01 2021-12
Lingfeng Xu 徐凌峰 RO 1, 4, 5, 9 Rep 1, 4, 9 2012-02 2020-10
Jianxin Yang 楊建新 RO 1, 4, 5, 9 Rep 4, 9 2011-01 2014-01
Jingjing (SFC:BDF565) Yu 余晶晶 RO 1, 4, 9 Rep 1, 4, 9 2018-09 Present
Yili Bao 包宜立 Rep 1, 4, 9 2020-08 2021-04
Xiaoxia Bi 畢曉夏 Rep 1, 4, 9 2017-01 2018-09
Christy Cheuk Ki Chan 陳卓琦 Rep 1, 4, 9 2016-02 2016-05
Kwok Chiu Chan 陳國超 Rep 9 2011-06 2012-01
Pui Yi Chan 陳佩儀 Rep 9 2012-12 2013-08
Chen (SFC:AXA055) Chen Rep 4, 9 2011-03 2013-06
Shouhong Chen 陳守紅 Rep 4, 9 2015-04 2015-05
Yanhu Chen 陳彥虎 Rep 1, 4, 9 2021-05 2022-06
Zhenzhen Chen 陳臻臻 Rep 4, 9 2011-11 2015-01
Alan Shun Chou 周迅 Rep 1 2012-04 2012-08
Sau Lai Fong 方秀麗 Rep 1, 4, 9 2011-11 2013-04
Peng Ge 葛芃 Rep 1, 4, 9 2018-10 2019-01
Linwei He 何林偉 Rep 1, 4, 9 2018-10 2019-11
Xinyi (SFC:BIE349) Huang 黃欣怡 Rep 1, 4, 9 2016-09 2021-03
Cheung Wai Hung 孔祥偉 Rep 4, 9 2010-08 2011-04
Youyi Huo 霍尤一 Rep 1, 4, 9 2023-01 Present
Wing Shuen Ke 柯泳璇 Rep 1, 4, 9 2014-01 2015-01
Yi Lan Kong 孔依藍 Rep 1, 4, 9 2018-07 2019-07
Chau Mo Kwok 郭周武 Rep 4, 5, 9 2012-04 2017-05
Andrew Shu Yan Lee 李樹仁 Rep 4, 9 2011-09 2013-06
Wing Yee (SFC:AYJ305) Lee 李泳儀 Rep 1, 4, 9 2011-11 2012-08
Yat Chun Lee 李逸俊 Rep 4, 9 2010-07 2010-10
Jingwei (SFC:BBD346) Li 李經緯 Rep 1, 9 2013-04 2014-11
Liuxiao Li 李柳晓 Rep 1, 4, 9 2021-06 2022-04
Qinyi (SFC:BXW116) Li 李沁颐 Rep 1, 4, 9 2026-05 Present
Yongkun Li 李永坤 Rep 4, 9 2011-01 2012-10
Chun Lian 廉春 Rep 1, 4, 9 2024-07 2025-04
Xun (SFC:BRJ548) Liang 梁珣 Rep 1, 4, 9 2021-07 Present
Xiaohong Lin 林曉虹 Rep 1 2012-08 2013-04
Jian (SFC:AZR740) Liu 劉見 Rep 1, 4, 9 2015-11 2017-11
Liang (SFC:BGE209) Liu 劉亮 Rep 1, 4, 9 2015-09 2017-06
Sisi (SFC:BGQ206) Liu 劉思思 Rep 1, 4 2015-12 2016-08
Xuan (SFC:ARJ697) Liu 劉璇 Rep 1, 4, 9 2015-03 2016-08
Yuhan Lou 婁宇涵 Rep 1, 4, 9 2021-05 2023-01
Cuiping Lu 陸翠萍 Rep 1, 4, 9 2022-11 2024-08
Jie Luan 栾杰 Rep 1, 4, 9 2015-11 2017-09
Junyi Ma 馬君怡 Rep 1, 4, 9 2018-09 2021-02
Yanlin Mi 米彥霖 Rep 1, 4, 9 2024-07 Present
Dengke Pan 潘登科 Rep 1, 4, 9 2017-12 2021-12
Lin (SFC:AYI706) Qiu 邱琳 Rep 1, 4, 9 2020-09 2022-08
Xiaolin Qiu 邱曉琳 Rep 1, 4, 9 2022-04 Present
Ferdinand So 蘇平恩 Rep 1, 4, 9 2011-09 2012-08
Qichao Song 宋启超 Rep 9 2012-01 2015-04
Ting (SFC:BIV964) Song 宋婷 Rep 1, 4 2017-01 2018-09
Ying Song 宋颖 Rep 1, 4, 9 2021-05 Present
Jiannan Sun 孫劍楠 Rep 1, 4, 9 2017-03 2017-11
Zengying Tan 譚曾盈 Rep 1, 4 2017-05 2018-04
Kim Chuan Tew 張金全 Rep 4, 9 2011-11 2012-05
Cong Tian 田聰 Rep 1, 4, 9 2015-07 2021-05
Pui Ying To 杜培英 Rep 1 2012-04 2012-08
Raymond Tse 謝禮文 Rep 9 2014-01 2015-04
Zhuo Tu 涂卓 Rep 9 2011-07 2011-11
Lai Wang 王來 Rep 1, 4, 9 2014-12 2015-11
Zhiqiang Wei 魏志強 Rep 4, 9 2011-07 2012-01
Yun Fung Wong 黃潤楓 Rep 1, 4 2016-05 2016-07
Juan Wu 吳娟 Rep 1, 4, 9 2015-02 2015-10
Yilong Wu 吳一龍 Rep 1, 4, 9 2018-07 2018-09
Xuan Xiao 肖旋 Rep 1, 4, 9 2015-10 2015-12
Shuo Xiong 熊碩 Rep 4, 9 2018-05 2018-06
Yaru Yang 楊雅汝 Rep 1, 4, 9 2019-12 Present
Yiwen Yang 楊禕雯 Rep 1, 4, 9 2026-05 Present
Deyin Yao 姚德印 Rep 1, 4, 9 2017-07 2018-08
Yiqi Yu 俞一騏 Rep 1, 4, 9 2013-03 2015-07
Zijia Yuan 袁子甲 Rep 9 2011-11 2014-09
Han (SFC:BPG327) Zhang 張菡 Rep 1, 4, 9 2019-12 2022-03
Jincheng Zhang 張錦成 Rep 1, 4, 9 2015-05 2017-02
Shaoting Zheng 鄭少婷 Rep 1, 4, 9 2019-06 2020-04
Huanjie Zhou 周煥杰 Rep 1, 4, 9 2021-04 Present
Showing 1–84 of 84

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