Cong Tian
田聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cong Tian (田聰), a licensed Responsible Officer with CE reference BAK391. Currently licensed at 1 firm(s): CEB International Asset Management Corporation Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 15.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2025-05-22 | present |
| CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2025-05-22 | present |
| CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 |
RO | Type 9 — Asset management | 2025-05-22 | present |
| CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-11-08 | 2025-05-22 |
| CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-11-08 | 2025-05-22 |
| CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-11-08 | 2025-05-22 |
| Fosun International Asset Management Limited 復星國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-12-17 | 2023-10-20 |
| Fosun International Asset Management Limited 復星國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-12-17 | 2023-10-20 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-06-16 | 2023-10-20 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-06-16 | 2023-10-20 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 9 — Asset management | 2021-06-16 | 2023-10-20 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-24 | 2021-05-20 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-07-24 | 2021-05-20 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-07-24 | 2021-05-20 |
| Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2012-11-05 | 2015-06-26 |