Pui Yi Chan
陳佩儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Yi Chan (陳佩儀), a licensed former licensee with CE reference AUM181. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Qiaocheng (Asia) Asset Management Company Limited 僑城(亞洲)資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-06-29 | 2023-11-01 |
| Qiaocheng (Asia) Asset Management Company Limited 僑城(亞洲)資產管理有限公司 |
RO | Type 9 — Asset management | 2021-06-29 | 2023-11-01 |
| CS Wealth Asset Management Limited 中策富澤資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-10-31 | 2020-04-20 |
| CS Wealth Asset Management Limited 中策富澤資產管理有限公司 |
RO | Type 9 — Asset management | 2017-10-31 | 2020-04-20 |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-03-23 | 2017-08-13 |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
RO | Type 9 — Asset management | 2016-08-17 | 2017-08-13 |
| Yue Xiu Asset Management Limited 越秀資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-06-20 | 2016-08-17 |
| IP Investment Management (HK) Limited | RO | Type 9 — Asset management | 2015-12-21 | 2016-05-13 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-12-28 | 2013-08-20 |
| Winton Capital Asia Limited 元盛資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-01-19 | 2011-02-01 |