Winton Capital Asia Limited

元盛資產管理有限公司

CE No. ASS608 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Winton Capital Asia Limited (元盛資產管理有限公司), a Hong Kong-based licensed corporation with CE reference ASS608. Currently licensed for regulated activity type(s) 5 — Advising on futures contracts. Current licensed staff on file: 3 (total recorded over time: 21). Earliest licence on file: 2009-06-19.

More firms doing Advising on futures contracts →

Registered address

Unit 2707, 27/F, The Center, 99 Queen's Road Central

Licence history

Activity	From	To
Type 5 — Advising on futures contracts	2014-09-18	present
Type 1 — Dealing in securities	2015-06-01	2019-12-06
Type 9 — Asset management	2009-06-19	2015-06-08

Licensed staff (all-time) (21)
Active on date

1 Dealing in securities 5 Advising on futures contracts 9 Asset management

RO only

Name	Activities	First licensed	To
Charles John Allard Jr	RO 9 Rep 9	2010-03	2014-04
Rena Cai	RO 1 Rep 9	2010-05	2019-03
Wai Man (SFC:ANK374) Cheng 鄭偉民	RO 9	2012-09	2013-07
Barry Craig Grandison	RO 5 Rep 9	2012-12	2017-08
Adam Kamyar	RO 1 Rep 9	2010-02	2019-11
Chun Fung Mak 麥俊鋒	RO 5 Rep 5	2015-03	Present
Gerhard Moeller	RO 9	2009-06	2009-09
Ying Ming Or 柯瑛銘	RO 5 Rep 5, 9	2012-01	Present
Rajeev Patel	RO 9	2009-09	2015-06
Kurt Philip Settle	RO 9	2009-06	2012-10
Ye (SFC:AWZ521) Tian 田野	RO 1 Rep 9	2011-04	2019-11
Min Yang 楊敏	RO 5, 9	2014-04	2021-04
Richard Anthony Bourne	Rep 9	2010-12	2012-12
Pui Yi Chan 陳佩儀	Rep 9	2010-01	2011-02
Hui Lin Chew 鄒慧玲	Rep 1, 9	2011-02	2017-09
Noriaki Hirazumi	Rep 9	2010-02	2015-06
Pruanne Morel Kirk	Rep 9	2011-12	2014-10
Li Li	Rep 5	2021-10	Present
Michael Noel Schmidt	Rep 9	2010-10	2011-03
Yuet Fong Yau 丘月芳	Rep 9	2012-12	2014-04
Linlin Zhong 鍾林林	Rep 5, 9	2012-11	2018-05