Charles John Allard Jr
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles John Allard Jr ( ), a licensed former licensee with CE reference AUM178. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vertica Capital Limited |
RO | Type 9 — Asset management | 2018-04-10 | 2022-10-18 |
| Winton Capital Asia Limited 元盛資產管理有限公司 |
RO | Type 9 — Asset management | 2011-01-10 | 2014-04-02 |
| Winton Capital Asia Limited 元盛資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-03-02 | 2011-01-10 |