Yuet Fong Yau
丘月芳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuet Fong Yau (丘月芳), a licensed Representative with CE reference ANG124. Currently licensed at 2 firm(s): Principal Asset Management Company (Asia) Limited, Principal Investment & Retirement Services Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-10-31 | present |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-19 | present |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2022-07-19 | present |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-07-19 | 2022-12-31 |
| Winton Capital Asia Limited 元盛資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-12-03 | 2014-04-17 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-07 | 2011-08-06 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-06-07 | 2011-08-06 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-06-07 | 2011-08-06 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
Rep | Type 4 — Advising on securities | 2006-06-01 | 2007-01-03 |