Principal Investment & Retirement Services Limited
信安投資及退休金服務有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Principal Investment & Retirement Services Limited (信安投資及退休金服務有限公司), a Hong Kong-based licensed corporation with CE reference AWY033. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities. Current licensed staff on file: 17 (total recorded over time: 204). Earliest licence on file: 2011-08-17.
Registered address
29/F, Sun Hung Kai Centre, 30 Harbour Road, Wanchai
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2011-08-17 | present |
| Type 4 — Advising on securities | 2011-08-17 | present |
Licensed staff (all-time) (204)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Arthur John Bacci | RO 1, 4 | 2017-10 | 2018-03 |
| Charles Stephen Anthony Brooke | RO 1, 4 Rep 1 | 2021-11 | 2025-04 |
| Sai Hei Chan 陳世喜 | RO 1, 4 Rep 1, 4 | 2013-04 | 2013-12 |
| Annie Sze Yin Chau 周鍶賢 | RO 1, 4 Rep 1, 4 | 2012-07 | 2017-10 |
| Wee Yee Cheong | RO 1, 4 Rep 1, 4 | 2015-06 | 2019-05 |
| Kam Ping Cheung 張錦屏 | RO 1, 4 | 2014-01 | Present |
| Derek Ho Yin Ching 程浩賢 | RO 1, 4 Rep 1, 4 | 2016-12 | 2024-09 |
| Steve Siu Po Chiu 趙小寶 | RO 1, 4 Rep 1 | 2022-12 | 2025-09 |
| Kwok Chee Chong 莊國幟 | RO 1, 4 Rep 1 | 2021-07 | Present |
| Chee Ming Choong | RO 1, 4 | 2011-08 | 2011-11 |
| Jane Che Yin Fung 馮芷賢 | RO 1, 4 | 2014-08 | 2014-12 |
| Derek Ping Nga Ho 何平雅 | RO 1, 4 | 2012-08 | 2014-02 |
| Benjamin Lik Man Lam 林力文 | RO 1, 4 Rep 1, 4 | 2011-11 | 2014-03 |
| Ming Fai Lam 林明輝 | RO 1, 4 | 2011-08 | 2012-10 |
| Carmen Wei Ching Lam Wong 林黃慧貞 | RO 1, 4 | 2011-08 | 2017-05 |
| James Shu-Wing Liu 廖樹榮 | RO 1, 4 | 2012-09 | 2013-12 |
| Phillip Howard Hasenfus Saran 郝振毅 | RO 1, 4 | 2017-11 | Present |
| Chin Wei Teoh 張津偉 | RO 1, 4 Rep 1, 4 | 2021-07 | Present |
| Soo Lai Tse 謝素麗 | RO 4 Rep 1 | 2012-01 | 2013-02 |
| Keith Sze Fun Yuen 袁時奮 | RO 1, 4 | 2017-01 | 2017-09 |
| Hau Chung Chan 陳孝忠 | Rep 1, 4 | 2014-09 | 2017-08 |
| Hilary Hiu Chee Chan 陳曉之 | Rep 1, 4 | 2022-06 | 2025-05 |
| Hiu Yung Crystal Chan 陳曉蓉 | Rep 1 | 2024-06 | Present |
| Ho Lam (SFC:BQA570) Chan 陳浩霖 | Rep 1, 4 | 2020-12 | 2022-12 |
| Ho Tung Chan 陳浩彤 | Rep 1, 4 | 2019-01 | 2024-08 |
| King Sum Kelvin Chan 陳敬琛 | Rep 1, 4 | 2014-07 | 2016-09 |
| Lai Ha Chan 陳麗霞 | Rep 1, 4 | 2024-03 | 2025-07 |
| Ming Yin Chan 陳銘賢 | Rep 1, 4 | 2014-10 | 2017-04 |
| Pak Kwong Chan 陳柏光 | Rep 1, 4 | 2017-04 | 2018-09 |
| Siu Man (SFC:BPM586) Chan 陳筱雯 | Rep 1, 4 | 2020-05 | 2021-06 |
| Vincent Chung Yin Chan 陳仲賢 | Rep 1, 4 | 2016-12 | 2018-04 |
| Wai Man (SFC:BGU595) Chan 陳惠敏 | Rep 1, 4 | 2016-01 | 2017-11 |
| Wing Wa Chan 陳永華 | Rep 1, 4 | 2019-04 | 2020-07 |
| Yik Lam Chan 陳奕霖 | Rep 1, 4 | 2016-05 | 2016-10 |
| Helen Chang 張令遠 | Rep 1, 4 | 2014-08 | 2019-11 |
| Li Hao Chang 張立顥 | Rep 1, 4 | 2021-11 | 2026-04 |
| Solomon Hing Pong Chang 陳興邦 | Rep 1 | 2018-12 | 2022-06 |
| Yu Cheng Chang 張育誠 | Rep 1 | 2021-09 | 2024-09 |
| Chi Kwan Coral Chau 周祉君 | Rep 1, 4 | 2022-07 | 2024-08 |
| Man Yee Chau 周曼怡 | Rep 1, 4 | 2017-10 | 2025-10 |
| Chui Ying Cheng 鄭翠盈 | Rep 1, 4 | 2022-12 | Present |
| Yu Sum Cheng 鄭宇森 | Rep 1, 4 | 2019-01 | 2021-06 |
| Christina Chi Kwan Cheung 張志筠 | Rep 1 | 2014-10 | 2015-06 |
| Chun Tung Tony Cheung 章駿東 | Rep 1, 4 | 2020-05 | 2022-06 |
| Lee Yee Cheung 張莉儀 | Rep 1, 4 | 2014-06 | 2019-03 |
| Nga Ying Cheung 張雅盈 | Rep 1, 4 | 2015-12 | 2025-12 |
| Ricky Chi Ho Cheung 張稚灝 | Rep 1 | 2018-08 | 2019-06 |
| Shing Kit Cheung 張成杰 | Rep 1, 4 | 2016-07 | 2016-11 |
| Shui Sum Cheung 張瑞心 | Rep 1, 4 | 2017-11 | 2023-04 |
| Wing Hung Cheung 張永鴻 | Rep 1, 4 | 2017-07 | 2017-09 |
| Yin Hing Cheung 張燕馨 | Rep 1, 4 | 2020-09 | 2022-01 |
| Hoi Ying Chiu 趙凱盈 | Rep 1, 4 | 2014-10 | 2017-09 |
| Tony Yin Bong Chiu 趙彥邦 | Rep 1, 4 | 2014-07 | 2017-06 |
| Antonius Chi Cheong Choi 蔡熾昌 | Rep 1, 4 | 2012-05 | 2025-05 |
| Hon Wah Choi 蔡漢華 | Rep 1, 4 | 2015-07 | 2017-03 |
| Wai Chi (SFC:ATO798) Chow 周煒智 | Rep 1, 4 | 2014-07 | 2021-06 |
| Suet Yin Choy 蔡雪賢 | Rep 1, 4 | 2014-07 | 2021-03 |
| Suk Fong Chu 朱淑芳 | Rep 1, 4 | 2012-12 | 2013-07 |
| Yuen Shing Chu 朱遠城 | Rep 1, 4 | 2018-05 | 2020-08 |
| Yuet Yin Chun 秦悅然 | Rep 1, 4 | 2021-12 | 2022-07 |
| Lui Chung 鍾蕾 | Rep 1, 4 | 2014-07 | 2016-01 |
| Tao Ching Chung 鍾道正 | Rep 1, 4 | 2018-07 | 2023-03 |
| Chia-Wen Fu 傅佳玟 | Rep 1, 4 | 2026-04 | Present |
| Kwok Sum Fu 傅國森 | Rep 1, 4 | 2011-10 | 2012-05 |
| Chun Kit (SFC:BGI391) Fung 馮進傑 | Rep 1, 4 | 2015-11 | 2016-10 |
| Po Wun Fung 馮寶媛 | Rep 1 | 2019-08 | 2025-10 |
| Hui He 赫輝 | Rep 1, 4 | 2012-11 | 2013-12 |
| Cham Ho 何湛 | Rep 1, 4 | 2014-07 | 2018-06 |
| Chun Kit (SFC:BEE581) Ho 何晉傑 | Rep 1, 4 | 2014-10 | 2019-07 |
| Karl William Uy Ho 何家昌 | Rep 1, 4 | 2012-10 | 2013-12 |
| Ki Wai Ho 何琦偉 | Rep 1, 4 | 2017-12 | 2022-09 |
| Sau Yee Ho 何秀儀 | Rep 1, 4 | 2016-12 | 2017-08 |
| Winnie Wai Yee Ho 何慧兒 | Rep 1 | 2015-12 | 2018-08 |
| Ling Yi Hui 許鈴怡 | Rep 1, 4 | 2022-03 | 2023-01 |
| Wai Ling Hui 許慧玲 | Rep 1, 4 | 2014-10 | 2016-04 |
| Shin Mei Hung 孔倩美 | Rep 1, 4 | 2014-07 | 2016-09 |
| Kwai Keung Ip 葉桂強 | Rep 1, 4 | 2014-07 | Present |
| Enoch Juin 晉以諾 | Rep 1, 4 | 2014-07 | 2017-08 |
| Pui Man Ka 賈佩文 | Rep 1, 4 | 2014-10 | 2025-12 |
| Wing Shuen Ke 柯泳璇 | Rep 1 | 2018-08 | Present |
| Joon Young Kim | Rep 1 | 2022-01 | 2024-08 |
| Yat Hong Koo 古日康 | Rep 1, 4 | 2017-09 | 2025-01 |
| Jenny Siu Mei Kwok 郭小媚 | Rep 1, 4 | 2016-09 | 2016-10 |
| Pui Ling Peggy Kwok 郭佩玲 | Rep 1, 4 | 2017-10 | 2022-08 |
| Sze Man Kwok 郭詩敏 | Rep 1, 4 | 2015-08 | 2025-12 |
| Siu Chung Kwong 鄺紹聰 | Rep 1, 4 | 2017-08 | 2019-03 |
| Christina Pik Kwan Lai 賴璧君 | Rep 1, 4 | 2015-12 | 2019-11 |
| Mei San Lai 黎美姍 | Rep 1, 4 | 2022-08 | 2025-12 |
| Chi Nok Lam 林志諾 | Rep 1, 4 | 2024-01 | 2024-12 |
| Lai Kwan Lam 林麗君 | Rep 1 | 2017-12 | Present |
| Sau Yan Lam 林秀殷 | Rep 1, 4 | 2019-04 | 2025-12 |
| Tsz Fung (SFC:BIG514) Lam 林子峯 | Rep 1, 4 | 2016-10 | 2017-07 |
| Wai Yu Lam 林慧瑜 | Rep 1, 4 | 2014-07 | 2017-05 |
| Ka Chun (SFC:BTY021) Lau 劉嘉雋 | Rep 1, 4 | 2023-07 | 2025-10 |
| Wun Ning Lau 劉奐寧 | Rep 1, 4 | 2022-11 | 2025-10 |
| Hiu Ying Law 羅曉迎 | Rep 1, 4 | 2015-12 | 2017-03 |
| Chui Shan (SFC:BJT301) Lee 李翠珊 | Rep 1, 4 | 2017-07 | Present |
| Chun Wing (SFC:ARI622) Lee 李俊穎 | Rep 1, 4 | 2021-06 | 2025-12 |
| Eppie Yuk Wah Lee 李玉華 | Rep 1, 4 | 2015-02 | 2017-04 |
| Fion Tsz Huen Lee 李芷萱 | Rep 1, 4 | 2014-12 | 2015-08 |
Showing 1–100 of 204
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