Jenny Siu Mei Kwok
郭小媚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jenny Siu Mei Kwok (郭小媚), a licensed former licensee with CE reference BBV865. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-15 | 2025-05-18 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 4 — Advising on securities | 2016-11-15 | 2025-05-18 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-07 | 2016-10-13 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 4 — Advising on securities | 2016-09-07 | 2016-10-13 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 1 — Dealing in securities | 2013-10-08 | 2016-07-29 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 4 — Advising on securities | 2013-10-08 | 2016-07-29 |