Chi Nok Lam
林志諾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Nok Lam (林志諾), a licensed former licensee with CE reference BUO453. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 — Dealing in securities | 2024-01-26 | 2024-12-10 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 4 — Advising on securities | 2024-01-26 | 2024-12-10 |