Eppie Yuk Wah Lee
李玉華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eppie Yuk Wah Lee (李玉華), a licensed former licensee with CE reference AMU456. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-26 | 2017-04-30 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 — Dealing in securities | 2015-02-23 | 2017-04-30 |
| Bank Consortium Trust Company Limited 銀聯信託有限公司 |
Rep | Type 4 — Advising on securities | 2006-01-10 | 2009-09-30 |