Ho Lam (SFC:BQA570) Chan
陳浩霖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Lam (SFC:BQA570) Chan (陳浩霖), a licensed former licensee with CE reference BQA570. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 — Dealing in securities | 2020-12-02 | 2022-12-11 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 4 — Advising on securities | 2020-12-02 | 2022-12-11 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-02 | 2020-09-30 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-02 | 2020-09-30 |