Wai Man (SFC:BGU595) Chan
陳惠敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Man (SFC:BGU595) Chan (陳惠敏), a licensed former licensee with CE reference BGU595. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-29 | 2017-11-13 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 4 — Advising on securities | 2016-01-29 | 2017-11-13 |