Yik Lam Chan
陳奕霖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yik Lam Chan (陳奕霖), a licensed former licensee with CE reference BFE179. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-30 | 2025-09-06 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-11-30 | 2025-09-06 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-11 | 2016-10-01 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 4 — Advising on securities | 2016-05-11 | 2016-10-01 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-06 | 2016-03-31 |