Wai Yu Lam
林慧瑜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yu Lam (林慧瑜), a licensed former licensee with CE reference ANV167. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-25 | 2017-05-07 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-15 | 2017-05-07 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-02-24 | 2015-08-10 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-18 | 2011-01-26 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-10-16 | 2010-06-18 |