Principal Global Investors (Asia) Limited
信安環球投資(亞洲)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Principal Global Investors (Asia) Limited (信安環球投資(亞洲)有限公司), a Hong Kong-based licensed corporation with CE reference ABH456. Current licensed staff on file: 0 (total recorded over time: 110).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2017-06-28 |
| Type 4 — Advising on securities | present | 2017-06-28 |
| Type 6 — Advising on corporate finance | present | 2005-01-12 |
| Type 9 — Asset management | present | 2005-01-12 |
Licensed staff (all-time) (110)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Mei-Ying Chao 楊美瑛 | RO 4 | 2005-10 | 2007-10 |
| Kam Ping Cheung 張錦屏 | RO 1, 4 | 2013-10 | 2016-12 |
| Jane Che Yin Fung 馮芷賢 | RO 1, 4 Rep 1 | 2013-10 | 2014-12 |
| Derek Ping Nga Ho 何平雅 | RO 1, 4 | 2013-06 | 2014-02 |
| Hing On Hung 孔慶安 | RO 1, 4, 6, 9 | Pre-2003 | 2005-12 |
| Thomas Antonio Jaros | RO 4 | 2004-11 | 2005-12 |
| Carmen Wei Ching Lam Wong 林黃慧貞 | RO 1, 4 | 2013-06 | 2017-05 |
| Edith Man Ling Ngan 顏文玲 | RO 4 | 2008-02 | 2008-04 |
| Ian Timothy Simmonds | RO 1, 4, 6, 9 | Pre-2003 | 2003-07 |
| Ringo Pak Ming Sinn 冼百明 | RO 1, 4 Rep 1, 4 | 2005-04 | 2013-06 |
| John Kwok Kwong Woo 胡國光 | RO 1, 4 Rep 1 | 2005-12 | 2007-09 |
| Chi Leung (SFC:AHG368) Yip 葉志良 | RO 1, 4 | Pre-2003 | 2013-07 |
| Jenny Soong Chun Au 區崇真 | Rep 4 | 2005-12 | 2006-01 |
| Ching Charm Chan 陳清杉 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-08 |
| King Sum Kelvin Chan 陳敬琛 | Rep 1 | 2010-12 | 2016-09 |
| Wai Yee Chan 陳慧儀 | Rep 4 | 2005-02 | 2006-10 |
| Wing Sze (SFC:ARE665) Chan 陳詠詩 | Rep 1 | 2010-10 | 2011-05 |
| Wing Yan (SFC:AHD583) Chan 陳詠恩 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-06 |
| Binay Chandgothia | Rep 1, 4 | 2005-10 | 2005-12 |
| Helen Chang 張令遠 | Rep 1, 4 | 2007-06 | 2015-12 |
| Nelson Hong Shing Cheng 鄭康勝 | Rep 1, 4 | 2008-07 | 2009-01 |
| Eggie Hoi Kei Cheung 張凱琪 | Rep 4 | 2005-06 | 2007-09 |
| King Hei Cheung 張敬禧 | Rep 1, 4 | 2010-01 | 2011-01 |
| Kwong Yan Cheung 張廣恩 | Rep 1 | 2010-09 | 2010-11 |
| Lee Yee Cheung 張莉儀 | Rep 1 | 2014-06 | 2014-09 |
| Pak Lun Cheung 張伯倫 | Rep 4 | 2005-05 | 2006-02 |
| Wai Chuen Cheung 張偉銓 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-09 |
| Iris Mei Sze Cheung Lui 張呂美施 | Rep 4 | 2008-07 | 2009-03 |
| Ki Yuk Chiang 蔣麒鈺 | Rep 1, 4 | 2007-11 | 2008-01 |
| Winnie Wai Ling Chiang 蔣慧玲 | Rep 4 | 2003-08 | 2005-09 |
| Tony Yin Bong Chiu 趙彥邦 | Rep 1 | 2014-02 | 2017-06 |
| Chi Fai Choi 蔡志輝 | Rep 4 | 2008-03 | 2008-05 |
| Chun Kit Chou 周俊杰 | Rep 1 | 2011-06 | 2012-02 |
| Wai Chi (SFC:ATO798) Chow 周煒智 | Rep 1 | 2014-03 | 2015-08 |
| Suet Yin Choy 蔡雪賢 | Rep 1, 4 | 2008-07 | 2015-08 |
| Lui Chung 鍾蕾 | Rep 1, 4 | 2007-05 | 2015-08 |
| Simon Chi Wai Fan 樊志偉 | Rep 1 | 2012-11 | 2013-01 |
| Hau Wah Fong 方巧華 | Rep 1, 4 | 2009-12 | 2010-11 |
| Aisling Mary Freiheit | Rep 4 | 2006-05 | 2006-05 |
| Rachel Ching Fu 符清 | Rep 1 | 2003-12 | 2004-09 |
| Alberta Ming Wai Ho 何明蕙 | Rep 4 | 2005-05 | 2006-08 |
| Cham Ho 何湛 | Rep 1, 4 | 2014-07 | 2015-12 |
| Mei Lok Ho 何美樂 | Rep 1, 4 | 2007-10 | 2007-11 |
| Shin Mei Hung 孔倩美 | Rep 1 | 2014-03 | 2016-09 |
| Kwai Keung Ip 葉桂強 | Rep 1, 4 | 2008-05 | 2015-08 |
| Yun Ping Ip 葉潤屏 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-05 |
| Enoch Juin 晉以諾 | Rep 1 | 2014-02 | 2015-08 |
| Ka Wai Ko 高家慧 | Rep 4 | 2009-12 | 2010-02 |
| Ching Wai Kong 江清慧 | Rep 1, 4 | 2003-05 | 2006-03 |
| Siu Tin Kong 江紹田 | Rep 1, 4 | 2006-03 | 2007-09 |
| Phyllis Tze Wan Lam 林紫芸 | Rep 4 | 2007-04 | 2009-12 |
| Wai Yu Lam 林慧瑜 | Rep 1 | 2014-02 | 2015-08 |
| Chi Ho (SFC:AZO177) Lau 劉志豪 | Rep 1 | 2012-06 | 2014-07 |
| Daniel Chee Fung Lau 劉智峯 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-11 |
| Jaclyn Koon Ping Lau 劉冠屏 | Rep 4 | 2004-06 | 2005-06 |
| Kit (SFC:AMS059) Lau 劉杰 | Rep 1, 4 | 2005-11 | 2007-01 |
| Wing Sze Lau 劉泳思 | Rep 4 | 2005-05 | 2008-03 |
| Hiu Ying Law 羅曉迎 | Rep 1 | 2010-09 | 2010-12 |
| Chi Fung Lee 李志鋒 | Rep 1 | 2008-08 | 2008-08 |
| Chloe Suet Lai Lee 李雪麗 | Rep 1, 4 | 2008-04 | 2008-10 |
| Wai Man (SFC:AWC512) Lee 李慧文 | Rep 1 | 2010-10 | 2015-08 |
| Chi Him Leung 梁智謙 | Rep 1 | 2014-06 | 2014-10 |
| Ka Man (SFC:ANG569) Leung 梁家文 | Rep 4 | 2006-04 | 2007-04 |
| Raymond Man Ho Leung 梁文豪 | Rep 4 | 2005-06 | 2006-05 |
| Ronald Kwai Wah Leung 梁貴華 | Rep 4 | 2003-10 | 2005-03 |
| Cecilia Lok-Yee Li 李樂儀 | Rep 1 | 2014-07 | 2015-08 |
| Grace Yu Fun Li 李如歡 | Rep 4 | 2003-07 | 2007-09 |
| Vivian Hiu Fung Li 李曉楓 | Rep 1 | 2007-02 | 2013-09 |
| Ying Cheung Li 李應章 | Rep 1 | 2014-02 | 2015-03 |
| Remus Chu Kit Lok 駱柱傑 | Rep 1 | 2010-07 | 2015-08 |
| Linda Wing Sze Luk 陸穎詩 | Rep 1, 4 | 2004-03 | 2005-01 |
| Man Lai Ma 馬文麗 | Rep 4 | 2007-02 | 2007-02 |
| Chun Bond Mak 麥俊邦 | Rep 1 | 2003-06 | 2003-07 |
| Chi Sing Man 萬志成 | Rep 1, 4 | 2007-02 | 2007-06 |
| Chun Nok Ng 吳俊諾 | Rep 1 | 2012-06 | 2014-06 |
| Kwan Yi Queenie Ng 吳鈞儀 | Rep 1 | 2011-06 | 2014-08 |
| Wing Kin (SFC:AWN677) Ng 伍永健 | Rep 1 | 2010-12 | 2011-06 |
| Yin Tung Ng 吳彥彤 | Rep 1 | 2012-09 | 2015-08 |
| Lai Yi Shu 舒麗兒 | Rep 4 | 2005-11 | 2007-04 |
| James Choon Wen Sim 沈俊文 | Rep 4 | 2006-05 | 2006-05 |
| Ka Pui Sin 冼嘉佩 | Rep 4 | 2005-05 | 2005-10 |
| Kevin Ching Kong So 蘇正綱 | Rep 4 | 2005-06 | 2006-05 |
| Po Man So 蘇寶文 | Rep 1 | 2003-09 | 2015-08 |
| Ho Sang Sum 岑皓生 | Rep 4 | 2009-08 | 2010-02 |
| Wai Kit Sung 宋韋傑 | Rep 4 | 2003-10 | 2007-09 |
| Lai Chu Tam 譚麗珠 | Rep 4 | 2004-05 | 2005-03 |
| Viola Fung Yi Tam Cheung 譚張鳳儀 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-02 |
| Yin Nai Tong 唐燕妮 | Rep 4 | 2005-05 | 2007-06 |
| Chun Wai Tsang 曾俊威 | Rep 1 | 2010-04 | 2010-09 |
| Lok Man Tsang 曾樂雯 | Rep 1 | 2010-05 | 2010-05 |
| Lok Ping Tsang 曾樂平 | Rep 1, 4 | 2007-03 | 2010-11 |
| Yin Kan Tsang 曾燕勤 | Rep 1, 4 | 2005-11 | 2012-07 |
| Kam San Wai 衛錦珊 | Rep 1, 4 | 2008-03 | 2015-08 |
| David Yu Ming Wan 尹宇明 | Rep 4 | 2004-02 | 2006-05 |
| Kenneth Kirk West | Rep 4 | 2006-05 | 2009-02 |
| Ching Wa Wong 黃菁華 | Rep 1, 4 | 2005-07 | 2007-01 |
| Hoi Ka Wong 黃鎧珈 | Rep 1 | 2014-04 | 2015-08 |
| Hoi Man (SFC:APH931) Wong 黃海雯 | Rep 4 | 2007-07 | 2007-11 |
| Kit Man Wong 黃潔雯 | Rep 1 | 2012-03 | 2012-03 |
| Kwok Chun Wong 黃國俊 | Rep 4 | 2004-10 | 2005-04 |
Showing 1–100 of 110