Kit (SFC:AMS059) Lau
劉杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kit (SFC:AMS059) Lau (劉杰), a licensed former licensee with CE reference AMS059. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-11-10 | 2007-01-02 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2005-11-10 | 2007-01-02 |