Phyllis Tze Wan Lam
林紫芸
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Phyllis Tze Wan Lam (林紫芸), a licensed former licensee with CE reference AOT555. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2007-04-02 | 2009-12-07 |