Cecilia Lok-Yee Li
李樂儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cecilia Lok-Yee Li (李樂儀), a licensed former licensee with CE reference BBQ230. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-22 | 2017-04-10 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-22 | 2015-08-10 |