Ka Wai Ko
高家慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wai Ko (高家慧), a licensed former licensee with CE reference AQO288. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM MPF & Financial Services Company Limited 交銀積金理財服務有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-20 | 2022-05-10 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2009-12-19 | 2010-02-17 |
| Bank Consortium Trust Company Limited 銀聯信託有限公司 |
Rep | Type 4 — Advising on securities | 2008-04-11 | 2009-08-01 |