Hau Wah Fong
方巧華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hau Wah Fong (方巧華), a licensed Representative with CE reference APJ710. Currently licensed at 1 firm(s): BOCOM MPF & Financial Services Company Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM MPF & Financial Services Company Limited 交銀積金理財服務有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-20 | present |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-22 | 2010-11-08 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2009-12-18 | 2010-07-30 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2009-12-18 | 2010-01-22 |
| Bank Consortium Trust Company Limited 銀聯信託有限公司 |
Rep | Type 4 — Advising on securities | 2007-09-14 | 2009-10-24 |