Principal Asset Management Company (Asia) Limited
信安資金管理(亞洲)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Principal Asset Management Company (Asia) Limited (信安資金管理(亞洲)有限公司), a Hong Kong-based licensed corporation with CE reference AFA235. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 35 (total recorded over time: 138). Earliest licence on file: 2024-07-19.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Registered address
29/F, Sun Hung Kai Centre, 30 Harbour Road, Wanchai
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2024-07-19 | present |
| Type 4 — Advising on securities | present | present |
| Type 9 — Asset management | present | present |
| Type 6 — Advising on corporate finance | present | 2004-11-04 |
Licensed staff (all-time) (138)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Charles Stephen Anthony Brooke | RO 1 Rep 4, 9 | 2022-05 | 2025-04 |
| Binay Chandgothia | RO 4, 9 Rep 4, 9 | 2005-10 | 2021-06 |
| Helen Chang 張令遠 | RO 4 | 2013-06 | 2014-06 |
| Mei-Ying Chao 楊美瑛 | RO 4, 9 | 2005-10 | 2007-10 |
| Annie Sze Yin Chau 周鍶賢 | RO 4 Rep 9 | 2015-08 | 2017-10 |
| Kam Ping Cheung 張錦屏 | RO 4, 9 Rep 9 | 2014-05 | Present |
| Derek Ho Yin Ching 程浩賢 | RO 4, 9 Rep 4 | 2016-12 | 2024-09 |
| Steve Siu Po Chiu 趙小寶 | RO 1, 4, 9 | 2023-03 | 2025-09 |
| Chee Ming Choong | RO 4, 9 Rep 4, 9 | 2010-05 | 2011-11 |
| Alejandro Elias Echegorri Rodriguez | RO 4, 9 | 2019-11 | 2022-12 |
| Hing On Hung 孔慶安 | RO 4, 9 | Pre-2003 | 2005-12 |
| Thomas Antonio Jaros | RO 4, 9 | Pre-2003 | 2005-12 |
| Carmen Wei Ching Lam Wong 林黃慧貞 | RO 4 | 2014-05 | 2017-05 |
| Frederick Tennyson Laydon | RO 4, 6, 9 | Pre-2003 | 2005-12 |
| Amanda Yi-Chun Lin Bauchinger 林怡君 | RO 1, 4 Rep 1, 4, 9 | 2025-02 | Present |
| Sin Sin Lo 羅倩倩 | RO 4 Rep 4, 9 | 2022-12 | 2024-05 |
| Edith Man Ling Ngan 顏文玲 | RO 4, 9 | 2008-02 | 2008-04 |
| Christopher James Reddy | RO 4, 6, 9 | Pre-2003 | 2003-06 |
| Phillip Howard Hasenfus Saran 郝振毅 | RO 1, 4, 9 Rep 1, 4, 9 | 2012-02 | Present |
| Paul Justin Sellers | RO 9 Rep 4, 9 | 2019-01 | 2022-04 |
| Raj Kumar Singh | RO 4, 9 Rep 4, 9 | 2021-07 | Present |
| Ringo Pak Ming Sinn 冼百明 | RO 4, 9 | 2005-10 | 2013-06 |
| Chung Him Tam 談仲騫 | RO 4, 9 Rep 4, 9 | 2021-11 | 2022-09 |
| Xi (SFC:AON741) Wang 王曦 | RO 4, 9 Rep 4, 9 | 2007-02 | Present |
| Kenneth Kirk West | RO 4, 9 | 2021-11 | 2024-06 |
| Keith Sze Fun Yuen 袁時奮 | RO 4, 9 | 2012-09 | 2017-09 |
| Yang (SFC:BHN783) Cao 曹阳 | Rep 4, 9 | 2024-11 | Present |
| Hiu Yung Crystal Chan 陳曉蓉 | Rep 1, 4, 9 | 2019-03 | Present |
| Ka Wai (SFC:AKO666) Chan 陳嘉威 | Rep 4, 9 | 2007-06 | 2009-08 |
| Mei Wan Chan 陳美雲 | Rep 4 | 2008-01 | 2008-05 |
| Aofei Chang 常奧菲 | Rep 4, 9 | 2022-12 | 2025-01 |
| Yu Cheng Chang 張育誠 | Rep 4, 9 | 2022-12 | 2024-09 |
| Jiangying Chen 陳江穎 | Rep 4, 9 | 2012-08 | 2016-06 |
| Wenhan Chen 陳文翰 | Rep 4, 9 | 2022-12 | 2026-02 |
| Wee Yee Cheong | Rep 4, 9 | 2015-06 | 2019-05 |
| Eggie Hoi Kei Cheung 張凱琪 | Rep 4 | 2007-10 | 2008-05 |
| Jessica Hing Ying Cheung 張卿瑩 | Rep 4, 9 | 2010-09 | 2012-06 |
| Joann Siu Man Cheung 張小敏 | Rep 4 | 2006-05 | 2007-07 |
| Ming Fai Cheung 張明輝 | Rep 4, 9 | 2019-04 | 2020-04 |
| Nga Ying Cheung 張雅盈 | Rep 4 | 2008-01 | 2010-04 |
| Tsz Man Cheung 張子文 | Rep 4 | 2007-02 | 2007-11 |
| Iris Mei Sze Cheung Lui 張呂美施 | Rep 4 | 2009-04 | 2009-07 |
| Winnie Wai Ling Chiang 蔣慧玲 | Rep 4 | 2006-04 | 2011-06 |
| Ching Tsui Choi 蔡青趨 | Rep 4 | 2011-06 | 2012-03 |
| Kwok Chee Chong 莊國幟 | Rep 1, 4 | 2022-12 | Present |
| Wai Chi (SFC:ATO798) Chow 周煒智 | Rep 4 | 2009-08 | 2011-07 |
| Suet Yin Choy 蔡雪賢 | Rep 4 | 2009-06 | 2009-12 |
| Fanny Sau Kuen Chu 朱秀娟 | Rep 4 | 2005-07 | 2011-04 |
| Ka Shing Chu 朱加城 | Rep 4, 9 | 2007-06 | 2010-09 |
| Kin Keung Chung 鍾建強 | Rep 4 | 2008-06 | 2009-05 |
| Lui Chung 鍾蕾 | Rep 4 | 2009-06 | 2009-11 |
| Yifan Deng 鄧逸凡 | Rep 4, 9 | 2025-06 | Present |
| Hau Wah Fong 方巧華 | Rep 4 | 2009-12 | 2010-01 |
| Wing Tsan Fung 馮永贃 | Rep 4, 6, 9 | Pre-2003 | 2007-01 |
| Prakash Gopalakrishnan | Rep 9 | 2022-07 | Present |
| Andy Chi Hang Ho 何自衡 | Rep 4 | 2008-03 | 2008-12 |
| Chun Yee Ho 何俊義 | Rep 1, 4, 9 | 2025-11 | Present |
| Siu Tung Ho 何小東 | Rep 4, 9 | 2023-03 | 2025-11 |
| On Ki Hui 許安琪 | Rep 4, 9 | 2019-04 | 2019-05 |
| Kwai Keung Ip 葉桂強 | Rep 4 | 2009-06 | 2009-12 |
| Pui Man Ka 賈佩文 | Rep 4 | 2007-03 | 2009-12 |
| Wing Shuen Ke 柯泳璇 | Rep 1, 4 | 2022-12 | Present |
| Joon Young Kim | Rep 4 | 2022-12 | 2024-08 |
| Kit Yan Ko 高潔欣 | Rep 4, 9 | 2021-03 | 2021-04 |
| Chee Sin Koh | Rep 9 | 2022-11 | Present |
| Wai Ting Kung 龔偉廷 | Rep 4, 9 | 2007-02 | 2009-08 |
| Shuk Yee Kwan 關淑儀 | Rep 4 | 2007-03 | 2007-10 |
| Chi Kit Kwok 郭子杰 | Rep 4, 9 | 2019-11 | 2020-09 |
| Kam Fai Lai 黎鑑輝 | Rep 4, 9 | 2021-10 | 2024-07 |
| Crystal Chi Jing Lam 林芷貞 | Rep 9 | 2009-02 | 2009-08 |
| Lai Kwan Lam 林麗君 | Rep 1, 4 | 2022-12 | Present |
| Wing-Wah Christine Lam 林詠華 | Rep 4 | 2008-03 | 2009-03 |
| Yuk Ting (SFC:BKK325) Lam 林煜庭 | Rep 4, 9 | 2022-06 | 2024-03 |
| Man (SFC:AJG153) Lau 劉敏 | Rep 4 | 2006-08 | 2008-03 |
| Martin Kin Yeung Lau 劉健洋 | Rep 1, 4 | 2025-07 | Present |
| Samuel Che Cheng Lau 劉志城 | Rep 4 | 2011-11 | 2011-11 |
| Yuki Kwai Chun Lau 劉桂珍 | Rep 4 | 2005-08 | 2006-05 |
| Kin Hang Law 羅健衡 | Rep 4, 9 | 2022-09 | 2025-02 |
| Wai Hang Law 羅偉恆 | Rep 9 | 2007-05 | 2009-08 |
| Mary Pui Lan Lee 李佩蘭 | Rep 4 | 2007-03 | 2009-12 |
| Amelia Sze Man Leung 梁思敏 | Rep 4 | 2008-01 | 2008-06 |
| Wing Hang (SFC:BRU664) Leung 梁永恒 | Rep 4, 9 | 2021-10 | Present |
| Grace Yu Fun Li 李如歡 | Rep 4 | 2007-10 | 2008-05 |
| Man Li 李曼 | Rep 4, 9 | 2022-12 | Present |
| Pui Shan Li 李佩珊 | Rep 4 | 2006-05 | 2012-06 |
| Wai Ching Lim 林瑋楨 | Rep 4 | 2005-11 | 2006-08 |
| Chang (SFC:BDO978) Liu 劉暢 | Rep 4, 9 | 2023-04 | Present |
| Hsiang Ching Liu 劉向晴 | Rep 4, 9 | 2023-11 | Present |
| Tianyu (SFC:BTO567) Liu 劉天雨 | Rep 4, 9 | 2026-02 | Present |
| Fei Lung 龍飛 | Rep 4, 9 | 2018-05 | 2021-05 |
| Xi (SFC:BAE895) Luo 羅希 | Rep 4, 9 | 2022-12 | Present |
| Anny Ma 馬曉薇 | Rep 4 | 2009-05 | 2009-12 |
| Hau Sum Mak 麥巧心 | Rep 4, 6, 9 | Pre-2003 | 2009-08 |
| Wai Mei Man 文慧薇 | Rep 4 | 2012-05 | 2014-11 |
| Han Peng 彭瀚 | Rep 4, 9 | 2020-07 | Present |
| Siyu Peng 彭思羽 | Rep 4, 9 | 2022-07 | 2025-06 |
| Mei Shan Shek 石美珊 | Rep 1, 4 | 2025-07 | Present |
| Hee Jai Shin 申熙才 | Rep 4 | 2022-12 | 2023-01 |
| Kiat Hau Siaw | Rep 9 | 2023-03 | Present |
| Suresh Kumar Singh | Rep 4 | 2022-12 | 2023-05 |
Showing 1–100 of 138
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