Fanny Sau Kuen Chu
朱秀娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fanny Sau Kuen Chu (朱秀娟), a licensed former licensee with CE reference ABS834. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2005-07-25 | 2011-04-06 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-07-25 | 2008-01-18 |