Principal Global Investors (Hong Kong) Limited
信安環球投資(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Principal Global Investors (Hong Kong) Limited (信安環球投資(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AAB864. Current licensed staff on file: 0 (total recorded over time: 106).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2004-10-18 |
| Type 4 — Advising on securities | present | 2023-10-25 |
| Type 5 — Advising on futures contracts | present | 2004-10-18 |
| Type 6 — Advising on corporate finance | present | 2004-10-18 |
| Type 9 — Asset management | present | 2023-10-25 |
Licensed staff (all-time) (106)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| George Wing Yau Chan 陳永祐 | RO 1, 4, 5, 6, 9 | Pre-2003 | 2005-01 |
| Binay Chandgothia | RO 4, 9 Rep 4, 9 | 2005-10 | 2021-06 |
| Helen Chang 張令遠 | RO 4, 9 | 2009-01 | 2019-11 |
| Mei-Ying Chao 楊美瑛 | RO 4, 9 | 2005-10 | 2007-10 |
| Ka Shing Chu 朱加城 | RO 4, 9 Rep 4, 9 | 2007-06 | 2012-11 |
| Kim Luan Fong Chia 方謝金鸞 | RO 1, 4, 6, 9 | Pre-2003 | 2004-01 |
| Hing On Hung 孔慶安 | RO 1, 4, 9 | 2004-04 | 2005-12 |
| Thomas Antonio Jaros | RO 4, 9 | 2004-11 | 2005-12 |
| Geok Choo Celestine Khoo | RO 4 | 2017-11 | 2019-10 |
| Sin Sin Lo 羅倩倩 | RO 4 Rep 4, 9 | 2020-09 | 2022-12 |
| Raj Kumar Singh | RO 9 Rep 4, 9 | 2016-10 | 2022-12 |
| Ringo Pak Ming Sinn 冼百明 | RO 4, 9 | 2005-10 | 2009-01 |
| Lim Heng Tan 陳林興 | RO 1, 4, 5, 6, 9 | Pre-2003 | 2004-03 |
| Howe Chung Wan | RO 9 Rep 9 | 2019-03 | 2022-12 |
| Xi (SFC:AON741) Wang 王曦 | RO 4, 9 Rep 4, 9 | 2013-01 | 2023-10 |
| Kenneth Kirk West | RO 4, 9 | 2008-11 | 2023-10 |
| Charles Stephen Anthony Brooke | Rep 4, 9 | 2021-11 | 2022-12 |
| Ka Wai (SFC:AKO666) Chan 陳嘉威 | Rep 4, 9 | 2007-06 | 2012-06 |
| Mei Wan Chan 陳美雲 | Rep 4 | 2008-01 | 2008-02 |
| Pik Yan Chan 陳碧忻 | Rep 4, 6, 9 | Pre-2003 | 2003-05 |
| Po Shan (SFC:AGK199) Chan 陳寶珊 | Rep 1 | 2003-11 | 2004-03 |
| Wai Ho (SFC:AFX847) Chan 陳偉濠 | Rep 4, 6, 9 | Pre-2003 | 2003-11 |
| Aofei Chang 常奧菲 | Rep 4, 9 | 2022-01 | 2022-12 |
| Solomon Hing Pong Chang 陳興邦 | Rep 4 | 2018-09 | 2022-06 |
| Yu Cheng Chang 張育誠 | Rep 4, 9 | 2021-09 | 2022-12 |
| Wenhan Chen 陳文翰 | Rep 4, 9 | 2022-03 | 2022-12 |
| Ricky Ka Fu Cheng 鄭家富 | Rep 4, 6, 9 | Pre-2003 | 2003-04 |
| Eggie Hoi Kei Cheung 張凱琪 | Rep 4 | 2007-10 | 2008-01 |
| Joann Siu Man Cheung 張小敏 | Rep 4 | 2006-05 | 2007-07 |
| Ka Man (SFC:AFR829) Cheung 張嘉敏 | Rep 4, 6, 9 | Pre-2003 | 2004-08 |
| Ricky Chi Ho Cheung 張稚灝 | Rep 4 | 2018-06 | 2019-06 |
| Tsz Man Cheung 張子文 | Rep 4 | 2007-02 | 2007-11 |
| Winnie Wai Ling Chiang 蔣慧玲 | Rep 4 | 2006-04 | 2008-01 |
| Kwok Chee Chong 莊國幟 | Rep 4 | 2021-07 | 2022-12 |
| Yan Yan Chow 周茵茵 | Rep 4, 6, 9 | Pre-2003 | 2003-04 |
| Fanny Sau Kuen Chu 朱秀娟 | Rep 4 | 2005-07 | 2008-01 |
| Kin Keung Chung 鍾建強 | Rep 4 | 2006-03 | 2007-09 |
| Rachel Ching Fu 符清 | Rep 1, 4 | 2004-04 | 2007-06 |
| Jane Che Yin Fung 馮芷賢 | Rep 4 | 2013-10 | 2014-12 |
| Wing Tsan Fung 馮永贃 | Rep 4, 9 | 2004-04 | 2007-01 |
| Prakash Gopalakrishnan | Rep 9 | 2020-09 | 2022-12 |
| Andy Chi Hang Ho 何自衡 | Rep 4 | 2007-07 | 2008-01 |
| Cham Ho 何湛 | Rep 4 | 2014-07 | 2018-06 |
| Winnie Wai Yee Ho 何慧兒 | Rep 4 | 2015-06 | 2018-08 |
| Yiwei Jiang 姜一葦 | Rep 4, 9 | 2015-06 | 2018-08 |
| Pui Man Ka 賈佩文 | Rep 4 | 2007-03 | 2008-01 |
| Man Yin Kam 甘敏賢 | Rep 4, 6, 9 | Pre-2003 | 2004-02 |
| Wing Shuen Ke 柯泳璇 | Rep 4 | 2018-07 | 2022-12 |
| Joon Young Kim | Rep 4 | 2022-01 | 2022-12 |
| Chee Sin Koh | Rep 9 | 2022-11 | 2022-12 |
| Wai Ting Kung 龔偉廷 | Rep 4, 9 | 2007-02 | 2013-12 |
| Shuk Yee Kwan 關淑儀 | Rep 4 | 2007-03 | 2007-10 |
| Karen Ka Pik Kwok 郭嘉碧 | Rep 4, 6, 9 | Pre-2003 | 2005-06 |
| Crystal Chi Jing Lam 林芷貞 | Rep 9 | 2009-08 | 2009-09 |
| Lai Kwan Lam 林麗君 | Rep 4 | 2017-06 | 2022-12 |
| Linda Lam Lam 林霖 | Rep 4 | 2009-09 | 2013-09 |
| Carmen Wei Ching Lam Wong 林黃慧貞 | Rep 4 | 2005-04 | 2005-12 |
| Man (SFC:AJG153) Lau 劉敏 | Rep 4 | 2006-08 | 2008-01 |
| Yuki Kwai Chun Lau 劉桂珍 | Rep 4 | 2005-08 | 2006-05 |
| Wai Hang Law 羅偉恆 | Rep 4, 9 | 2007-05 | 2012-11 |
| Frederick Tennyson Laydon | Rep 4 | 2019-12 | 2021-05 |
| Chloe Suet Lai Lee 李雪麗 | Rep 4 | 2008-10 | 2009-03 |
| Hoi Lam Lee 李凱琳 | Rep 4 | 2006-09 | 2007-03 |
| Ka Wai (SFC:ACM361) Lee 李家偉 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-05 |
| Mary Pui Lan Lee 李佩蘭 | Rep 4 | 2007-03 | 2008-01 |
| Raymond Man Ho Leung 梁文豪 | Rep 4, 6, 9 | Pre-2003 | 2004-07 |
| Wing Hang (SFC:BRU664) Leung 梁永恒 | Rep 4, 9 | 2021-10 | 2022-12 |
| Grace Yu Fun Li 李如歡 | Rep 4 | 2007-10 | 2008-01 |
| Man Li 李曼 | Rep 4, 9 | 2021-11 | 2022-12 |
| Pui Shan Li 李佩珊 | Rep 4 | 2006-05 | 2008-01 |
| Wai Ching Lim 林瑋楨 | Rep 4 | 2005-11 | 2006-08 |
| Wan Wai Lo 盧運威 | Rep 4, 6, 9 | Pre-2003 | 2004-04 |
| Linda Wing Sze Luk 陸穎詩 | Rep 4, 6, 9 | Pre-2003 | 2003-11 |
| Xi (SFC:BAE895) Luo 羅希 | Rep 4, 9 | 2021-10 | 2022-12 |
| Hau Sum Mak 麥巧心 | Rep 4, 9 | 2004-04 | 2008-01 |
| Han Peng 彭瀚 | Rep 4, 9 | 2015-02 | 2022-12 |
| Ethylyn G. Reyes | Rep 4, 6, 9 | Pre-2003 | 2004-04 |
| Phillip Howard Hasenfus Saran 郝振毅 | Rep 4, 9 | 2020-01 | 2022-12 |
| Hee Jai Shin 申熙才 | Rep 4 | 2014-06 | 2022-12 |
| Suresh Kumar Singh | Rep 4 | 2016-09 | 2022-12 |
| Hong Ning Sum 沈康寧 | Rep 4, 9 | 2006-08 | 2007-04 |
| Wai Kit Sung 宋韋傑 | Rep 4, 6, 9 | Pre-2003 | 2008-01 |
| Woon Sang Sze 史煥生 | Rep 4 | 2013-12 | 2015-04 |
| Yuen Ling Tsang 曾琬玲 | Rep 4 | 2007-05 | 2008-01 |
| David Yu Ming Wan 尹宇明 | Rep 4, 6, 9 | Pre-2003 | 2003-07 |
| Bernie Chi Ho Wong 黃熾豪 | Rep 4 | 2006-08 | 2008-01 |
| Kwok Chun Wong 黃國俊 | Rep 4, 6, 9 | Pre-2003 | 2004-01 |
| Monica Mo Lan Wong 黃慕蘭 | Rep 4 | 2006-06 | 2008-01 |
| Noel Yuk Fong Wong 黃玉芳 | Rep 4, 6, 9 | Pre-2003 | 2005-06 |
| Pui Kei Wong 王珮琪 | Rep 4 | 2006-04 | 2008-01 |
| Tak Cheong (SFC:ABU618) Wong 黃德昌 | Rep 4, 6, 9 | Pre-2003 | 2004-03 |
| Wing Leong Wong 王永亮 | Rep 4, 9 | 2022-11 | 2022-12 |
| Ying Fun Wong 黃應勳 | Rep 4, 9 | 2005-11 | 2006-12 |
| John Kwok Kwong Woo 胡國光 | Rep 9 | 2006-07 | 2007-09 |
| Johnny Pak On Woo 胡柏安 | Rep 4, 6, 9 | Pre-2003 | 2004-07 |
| Yang (SFC:ARO451) Xiao 蕭楊 | Rep 4, 9 | 2013-03 | 2020-05 |
| Fan (SFC:BDD668) Yang 楊帆 | Rep 4, 9 | 2014-04 | 2018-04 |
| Yuet Fong Yau 丘月芳 | Rep 4 | 2022-07 | 2022-12 |
| Junrui Ye 叶俊睿 | Rep 4, 9 | 2018-11 | 2022-12 |
| Pui Ching Yeung 楊佩貞 | Rep 4 | 2007-08 | 2008-01 |
Showing 1–100 of 106