Sin Sin Lo
羅倩倩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sin Sin Lo (羅倩倩), a licensed Responsible Officer with CE reference AOD942. Currently licensed at 1 firm(s): M&G Investments (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 33.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| M&G Investments (Hong Kong) Limited | RO | Type 9 — Asset management | 2025-10-16 | present |
| M&G Investments (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2024-08-08 | present |
| M&G Investments (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2024-08-08 | present |
| M&G Investments (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2024-06-11 | 2024-08-08 |
| M&G Investments (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2024-06-11 | 2024-08-08 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2023-01-27 | 2024-05-04 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2022-12-16 | 2023-01-27 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2022-12-16 | 2024-05-04 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 — Dealing in securities | 2020-12-28 | 2024-05-04 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2020-11-20 | 2022-12-31 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-22 | 2020-11-20 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2020-09-22 | 2022-12-31 |
| MetLife Investments Asia Limited | RO | Type 1 — Dealing in securities | 2019-07-16 | 2020-06-05 |
| MetLife Investments Asia Limited | RO | Type 4 — Advising on securities | 2019-07-16 | 2020-06-05 |
| MetLife Investments Asia Limited | Rep | Type 1 — Dealing in securities | 2018-04-16 | 2019-07-16 |
| MetLife Investments Asia Limited | Rep | Type 4 — Advising on securities | 2018-04-16 | 2019-07-16 |
| MetLife Investments Asia Limited | Rep | Type 9 — Asset management | 2018-04-16 | 2020-06-05 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2017-08-01 | 2018-02-14 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
RO | Type 4 — Advising on securities | 2017-08-01 | 2018-02-14 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-20 | 2010-11-08 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-04-20 | 2010-07-02 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 9 — Asset management | 2010-04-20 | 2010-07-02 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-25 | 2017-08-01 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2007-10-25 | 2017-08-01 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2007-10-25 | 2018-02-14 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2007-09-21 | 2007-10-03 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 — Asset management | 2007-09-21 | 2007-10-03 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2007-08-16 | 2007-10-03 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2007-08-16 | 2007-10-03 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-08-16 | 2007-10-03 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2007-08-16 | 2007-10-03 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-11 | 2007-05-12 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2007-01-11 | 2007-05-12 |