BNP Paribas Dealing Services Asia Limited
法國巴黎金融交易服務亞洲有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for BNP Paribas Dealing Services Asia Limited (法國巴黎金融交易服務亞洲有限公司), a Hong Kong-based licensed corporation with CE reference AEK771. Current licensed staff on file: 0 (total recorded over time: 88). Earliest licence on file: 2010-11-03.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2018-12-31 |
| Type 2 — Dealing in futures contracts | 2010-11-03 | 2018-12-31 |
| Type 4 — Advising on securities | present | 2010-11-03 |
| Type 5 — Advising on futures contracts | present | 2010-11-03 |
| Type 6 — Advising on corporate finance | present | 2004-10-25 |
| Type 9 — Asset management | present | 2010-11-03 |
Licensed staff (all-time) (88)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Lawrence Kin Wah Au 區建華 | RO 1 Rep 1 | 2011-06 | 2017-09 |
| Bruno Jacques Campenon | RO 1 | 2012-03 | 2014-07 |
| Chi Man Chan 陳志文 | RO 1, 4, 5, 9 Rep 1, 4, 6, 9 | Pre-2003 | 2008-04 |
| Grace Wai Sze Chung 鍾慧詩 | RO 5 Rep 1, 4, 5, 9 | 2004-10 | 2010-09 |
| Valery Guy Leon Derbaudrenghien | RO 2 Rep 1, 2 | 2010-08 | 2018-12 |
| Chan Hong Ho 何贊康 | RO 2 Rep 1, 2, 9 | 2010-04 | 2018-12 |
| Terence Chung Han Lam 林忠漢 | RO 1, 4, 9 Rep 1, 4, 9 | 2008-04 | 2010-05 |
| Bruno Marc Antoine Lebeda | RO 1, 4, 5, 9 Rep 1, 4, 5, 9 | 2006-11 | 2010-04 |
| Lawrence Kai Lo 盧騏 | RO 1, 4, 5, 6, 9 | Pre-2003 | 2007-09 |
| Stephanie Christine Annie Marelle | RO 1 | 2014-12 | 2017-09 |
| Kim Guan Ng 黃金源 | RO 1, 2, 4, 9 | 2010-05 | 2018-12 |
| David Alexandre Raccat | RO 1 | 2014-09 | 2017-01 |
| Francis Hon Ming So 蘇漢明 | RO 1, 2 Rep 1, 5, 9 | 2010-04 | 2018-12 |
| Mohan Subramaniam | RO 2 | 2011-06 | 2012-12 |
| Vincent Marie D. Trouillard-Perrot | RO 1, 2, 4, 5, 9 | 2007-10 | 2011-07 |
| Ivan Kun Lam Tsui 徐觀林 | RO 1, 4, 9 Rep 1, 4, 9 | 2004-06 | 2008-06 |
| Mei Ki Maggie Yu 余美琪 | RO 1, 2 | 2018-04 | 2018-10 |
| Kai Cheung Chan 陳啟祥 | Rep 1, 4, 5, 9 | 2007-09 | 2010-11 |
| Pui Ting Chan 陳佩婷 | Rep 1, 4, 5, 9 | 2005-09 | 2010-11 |
| Sipha Chay | Rep 1, 4, 9 | 2008-04 | 2010-11 |
| Hoi Yan Chui 崔凱茵 | Rep 1, 4, 9 | 2007-03 | 2007-12 |
| Ylan Joseph Steven Cohen | Rep 1, 4 | 2010-02 | 2010-09 |
| Benjamin Antoine Marie Conquet | Rep 1, 4 | 2009-06 | 2009-07 |
| Anil Laurent Daoud | Rep 1, 4, 9 | 2006-10 | 2007-06 |
| Roy Wei-Chien Diao | Rep 1, 4 | 2009-07 | 2009-08 |
| Ibrahima Diouf | Rep 1, 4, 9 | 2008-08 | 2009-06 |
| Mark John Dunn | Rep 1, 4 | 2010-03 | 2010-04 |
| Benjamin Guillaume Marie Dutray | Rep 1, 4, 9 | 2006-03 | 2006-09 |
| Daryl Hock Heng Ee | Rep 1, 4 | 2008-09 | 2009-12 |
| Martial Herve Paul Godet | Rep 1, 4 | 2008-10 | 2010-05 |
| Pierre Francois Raymond Guelen | Rep 1, 2 | 2012-11 | 2013-04 |
| Bayram Hammami | Rep 1, 4, 9 | 2007-02 | 2010-11 |
| Gideon Siu Man Ho 何紹民 | Rep 1, 4, 9 | 2007-03 | 2007-09 |
| Annie Jullien | Rep 1, 9 | 2005-04 | 2006-06 |
| Kou Ming Kan 簡教銘 | Rep 1, 4, 9 | 2008-07 | 2008-10 |
| Wendy Yok Bing Kwan 關玉冰 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-07 |
| Ming Fai (SFC:AQM134) Lam 林明輝 | Rep 1, 4 | 2008-02 | 2008-07 |
| Yee Man Lam 林綺文 | Rep 1, 4, 9 | 2005-02 | 2010-11 |
| Man Shan Lau 劉雯珊 | Rep 1, 4, 9 | 2005-08 | 2010-11 |
| Cristi Boon-Yee Lee 李本儀 | Rep 1, 4, 9 | 2008-10 | 2010-02 |
| Teong Gee Lee 李忠義 | Rep 1, 4, 9 | 2006-12 | 2010-11 |
| Wai Yin (SFC:ADZ889) Lee 李偉賢 | Rep 1, 4, 9 | 2006-07 | 2008-04 |
| Winnie Lee Chak 李翟永瑩 | Rep 1, 4, 5, 6, 9 | Pre-2003 | 2004-08 |
| Edward Keng Yew Lim 林慶耀 | Rep 1, 4, 6, 9 | 2003-05 | 2004-07 |
| Kit Ying Lo 盧潔瀅 | Rep 1, 4, 6, 9 | Pre-2003 | 2006-08 |
| Po Ping Lo 盧寶萍 | Rep 1, 2, 9 | 2010-04 | 2018-12 |
| Sin Sin Lo 羅倩倩 | Rep 1, 4, 9 | 2010-04 | 2010-11 |
| Helen Man Loke 陸敏 | Rep 1, 4, 9 | 2010-04 | 2010-11 |
| Ka Yin Lui 呂家妍 | Rep 1 | 2004-04 | 2005-09 |
| Po Kwan Lung 龍甫鈞 | Rep 1, 4, 6, 9 | Pre-2003 | 2007-12 |
| Hoi Wai Ma 馬凱威 | Rep 1, 4, 5, 6, 9 | Pre-2003 | 2005-12 |
| Bruno Sebastien Frederic Mussard | Rep 1, 4 | 2009-06 | 2009-07 |
| Patrick Armand Gerard Nahon-Fauchier | Rep 1, 4 | 2009-06 | 2009-07 |
| Dong Sinh Ngo | Rep 1, 4, 9 | 2008-04 | 2010-11 |
| Sophie Sabine Nonnenmacher | Rep 1 | 2007-08 | 2008-02 |
| Jean-Philippe Olivier | Rep 1, 4 | 2010-03 | 2010-04 |
| Romain Guillaume Joanni Perchet | Rep 1, 4, 9 | 2009-04 | 2010-11 |
| Samuel Guy Francois Plagnard | Rep 1, 4, 9 | 2005-02 | 2006-07 |
| Roman Podkolzin | Rep 1, 4 | 2009-02 | 2009-03 |
| Roman Podkolzine | Rep 1, 4 | 2009-12 | 2010-01 |
| Thomas Poullaouec | Rep 1, 4, 9 | 2007-07 | 2008-04 |
| Eddie Shiu Keung Pow 鮑肇強 | Rep 1, 4, 9 | 2003-11 | 2004-09 |
| Frederik Willem Gert Redert | Rep 1, 4 | 2009-03 | 2010-11 |
| Hugues Louis Gabriel Rondouin | Rep 1, 4 | 2008-10 | 2009-08 |
| Sophie Paulette Saingolet | Rep 1, 4 | 2009-01 | 2010-05 |
| Daniel Salama | Rep 1, 4 | 2008-10 | 2009-07 |
| Xiaoting Shi 施曉廷 | Rep 1, 2 | 2012-03 | 2013-02 |
| Emily Kwok Wai Shum 岑幗慧 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-02 |
| Helie Armand Emmanuel Francois Stoffels D'Hautefort | Rep 1, 4 | 2009-09 | 2010-04 |
| Jehanne Suor 林崢 | Rep 1, 4 | 2009-10 | 2010-02 |
| Sheila Elizabeth Ter Laag | Rep 1, 4 | 2009-02 | 2009-03 |
| Lavinia Yuen Man Tjang 張菀紋 | Rep 1, 4 | 2008-08 | 2010-09 |
| Andrew Hei Ming Tong 唐熹明 | Rep 1, 4, 6, 9 | Pre-2003 | 2007-09 |
| Billy Sze Wai Tsang 曾思偉 | Rep 1, 9 | 2004-08 | 2005-08 |
| Ka Man Tsang 曾嘉敏 | Rep 1, 4, 9 | 2006-08 | 2007-04 |
| Yin Fai Tseung 蔣賢輝 | Rep 1, 2 | 2016-06 | 2017-09 |
| Christel Marie Bertrade Turcat | Rep 1, 4 | 2009-02 | 2009-03 |
| Ching Man Wong 王正汶 | Rep 1 | 2005-10 | 2010-11 |
| Jacqueline Ngan Wong 黃雁 | Rep 1, 4, 9 | 2005-09 | 2010-11 |
| Vincci Wing Sze Wong 黃詠思 | Rep 1 | 2007-06 | 2007-10 |
| Xavier Chung Sing Wong 黃仲聖 | Rep 1, 4, 6, 9 | Pre-2003 | 2007-08 |
| Yau Pong Wong 王有邦 | Rep 1, 4, 6, 9 | Pre-2003 | 2007-05 |
| Janice Ho Kwan Wu 胡可筠 | Rep 1, 4, 6, 9 | Pre-2003 | 2006-06 |
| Hai Xin 忻海 | Rep 1, 4, 9 | 2005-06 | 2010-11 |
| Jie Yang 楊杰 | Rep 1, 4, 9 | 2008-10 | 2010-11 |
| Erkan Yilmaz | Rep 1, 4, 9 | 2008-05 | 2010-07 |
| Ada Manyee Yin 阮敏儀 | Rep 1, 4, 9 | 2008-07 | 2010-11 |
| Nga King Yip 葉雅璟 | Rep 1, 2 | 2013-04 | 2017-09 |
Showing 1–88 of 88