Xiaoting Shi
施曉廷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoting Shi (施曉廷), a licensed former licensee with CE reference AMM220. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-04-10 | 2013-02-22 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-05 | 2013-02-22 |
| Brown Brothers Harriman (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2005-11-24 | 2011-04-21 |