Brown Brothers Harriman (Hong Kong) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brown Brothers Harriman (Hong Kong) Limited ( ), a Hong Kong-based licensed corporation with CE reference AAF778. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 3 — Leveraged foreign exchange trading. Current licensed staff on file: 9 (total recorded over time: 76). Earliest licence on file: 2011-01-04.
Registered address
13/F, Man Yee Building, 68 Des Voeux Road, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 3 — Leveraged foreign exchange trading | 2011-01-04 | present |
| Type 4 — Advising on securities | present | 2014-07-03 |
| Type 6 — Advising on corporate finance | present | 2004-12-07 |
| Type 9 — Asset management | present | 2008-07-21 |
Licensed staff (all-time) (76)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Albert Chan 陳雅品 | RO 1, 3 Rep 3 | 2017-05 | 2021-06 |
| King Leung Chan 陳景良 | RO 1 Rep 1, 3 | 2007-02 | 2015-03 |
| Christopher Neil Averill Gothard | RO 3 | 2011-01 | Present |
| Caroline Mary Higgins | RO 1 | 2014-04 | 2016-06 |
| Jacqueline Wan Fung Kwan 關韻楓 | RO 1, 4, 9 Rep 1, 4, 6, 9 | Pre-2003 | 2011-03 |
| Robert Andrew Lees | RO 1 Rep 1 | 2009-10 | 2025-12 |
| Gary Lin 林新凡 | RO 3 Rep 3 | 2012-11 | 2016-04 |
| Chi Ho Albert Lo 羅志豪 | RO 1 | 2012-08 | 2015-01 |
| Colin Scott McLaren | RO 1, 3, 4 Rep 1, 3 | 2011-06 | 2019-08 |
| Richard Gordon Meek | RO 1 | 2009-11 | 2012-08 |
| Zubair Nizami 李扎米 | RO 1 Rep 1 | 2013-02 | 2025-09 |
| Christopher Charles Pigott | RO 1, 3 Rep 1, 3 | 2016-10 | Present |
| Gert Rautenberg 歐亞峰 | RO 1 | 2014-01 | 2014-07 |
| William Ernest Rosensweig | RO 1, 3, 4 | 2010-04 | 2021-03 |
| Joseph Siu Hung Tse 謝少雄 | RO 1, 3, 4, 6, 9 | Pre-2003 | 2014-03 |
| Andrew James Francis Tucker | RO 1, 3, 4 | 2011-01 | 2012-06 |
| Lai San Wong 王麗珊 | RO 1, 4, 9 Rep 1, 3, 4, 6, 9 | Pre-2003 | Present |
| Munenori Yoshihara | RO 3 Rep 1, 3 | 2018-06 | Present |
| Hai Hua Zhao 趙海華 | RO 1, 3 | 2020-01 | Present |
| Yusuke (SFC:AYD375) Abe 安倍裕介 | Rep 3 | 2023-02 | 2023-07 |
| Elaine Yee Lin Chan 陳漪漣 | Rep 1, 3 | 2016-04 | 2020-02 |
| Jacqueline Bernabe Chan 陳翠萍 | Rep 1 | 2017-03 | 2018-08 |
| Sheung Kuen Calvin Chan 陳商權 | Rep 1 | 2016-04 | 2018-08 |
| Yin Hing Hideaky Chan 陳燕卿 | Rep 1 | 2015-12 | 2016-06 |
| Helen Yuk Chu Cheung 張昱珠 | Rep 1 | 2016-03 | 2017-02 |
| Philip Fuk Yip Chiang 蔣福業 | Rep 1, 3 | 2011-10 | 2023-08 |
| Christopher Terence Cully | Rep 3 | 2016-05 | 2016-11 |
| Hoi Kit Faan 范凱傑 | Rep 1 | 2016-01 | 2018-08 |
| Shane Thomas Farley | Rep 3 | 2016-10 | 2021-11 |
| Anna Hua Feng 馮華 | Rep 1 | 2010-09 | 2012-03 |
| Dzung-Sean Ha | Rep 1 | 2004-04 | 2005-11 |
| Thomas Charles Haimelin | Rep 3 | 2011-01 | 2012-07 |
| Alexander Bernard Henderson | Rep 3 | 2012-01 | 2016-01 |
| Ka Man (SFC:BHD182) Ho 何嘉敏 | Rep 1 | 2016-03 | 2018-03 |
| Chun Leong Hung 熊俊亮 | Rep 1, 3 | 2014-04 | Present |
| Man Yuen Ip 葉文遠 | Rep 1 | 2014-08 | 2015-05 |
| Mitsuko Kimura | Rep 1 | 2016-09 | 2018-08 |
| Man Ling Ku 古曼玲 | Rep 1 | 2012-10 | 2013-07 |
| Ting Gee Kwan 關婷之 | Rep 1 | 2012-07 | 2014-12 |
| Chi Yun Anita Kwong 鄺子欣 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-03 |
| See Hin Kwong 鄺詩軒 | Rep 1 | 2016-01 | 2017-02 |
| Tanya Abbas Lakhamsey | Rep 1 | 2012-07 | 2012-11 |
| Ambrose Kin Shek Lam 林建碩 | Rep 1 | 2017-09 | 2022-03 |
| Chi Ping Lam 林治平 | Rep 1 | 2007-07 | 2007-09 |
| Wing Shuen Lam 林泳鏇 | Rep 1 | 2005-01 | 2005-08 |
| Wing Yin Melanie Lam 林穎妍 | Rep 1 | 2014-04 | 2018-08 |
| Kwok Yan Law 羅幗欣 | Rep 1 | 2016-01 | 2017-03 |
| Natalie Shuk Ling Lee 利淑鈴 | Rep 1 | 2014-08 | 2016-04 |
| Manz Man Sik Leung 梁文適 | Rep 1 | 2013-12 | 2015-06 |
| Po Yu Leung 梁寶愉 | Rep 1 | 2013-07 | 2014-04 |
| Ci Li 李詞 | Rep 1 | 2014-07 | 2014-11 |
| Simo Liu 劉斯默 | Rep 1, 3 | 2023-08 | Present |
| Doris Sau Fong Mak 麥秀芳 | Rep 1, 4, 6, 9 | Pre-2003 | 2011-03 |
| Wing Sze Mak 麥詠詩 | Rep 1, 3 | 2011-06 | 2018-08 |
| Winnie Wing Yee Man 文詠怡 | Rep 1 | 2006-05 | 2007-10 |
| Pui Man (SFC:ANF295) Mok 莫佩雯 | Rep 1 | 2009-03 | 2011-11 |
| Jade Xuan Mooijekind Yin 殷璇 | Rep 1, 3 | 2020-10 | 2021-08 |
| Cristina Yan Pui Ng 吳炘培 | Rep 1 | 2022-05 | 2025-05 |
| Ying Kwan Ng 吳映君 | Rep 3 | 2023-12 | Present |
| Dara Constance O'Sullivan | Rep 3 | 2019-09 | 2019-11 |
| Xuan Pan 潘璇 | Rep 3 | 2013-09 | 2019-05 |
| Yi Hyun Park | Rep 1, 3 | 2011-06 | 2012-04 |
| Darren James Price | Rep 1 | 2012-06 | 2019-08 |
| Christopher Rainer Gerhard Schoenbach | Rep 3 | 2012-10 | 2013-02 |
| Xiaoting Shi 施曉廷 | Rep 1 | 2005-11 | 2011-04 |
| Joshua Lok Hay Siu 蕭樂曦 | Rep 1 | 2023-06 | 2025-08 |
| Hiu Wing Sze 施曉穎 | Rep 1 | 2012-10 | 2013-03 |
| Michael Tsang 曾米高 | Rep 1, 3 | 2015-06 | 2017-01 |
| Kacper Piotr Witkowski | Rep 3 | 2022-03 | Present |
| Oi Yun Hannah Wong 黃凱恩 | Rep 1 | 2012-07 | 2013-10 |
| Terence Wong 黃庭禮 | Rep 1 | 2014-04 | 2014-10 |
| Wing Sze Amy Wong 黃詠詩 | Rep 1 | 2012-07 | 2015-12 |
| Kee Ruby Yeung 楊琪 | Rep 1 | 2012-08 | 2018-03 |
| Kwan Nga Yeung 楊鈞雅 | Rep 1 | 2012-07 | 2013-09 |
| Sau Ha Yuen 袁秀霞 | Rep 1 | 2012-12 | 2018-08 |
| Lai Yung 容驪 | Rep 1 | 2012-07 | 2013-04 |
Showing 1–76 of 76
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