Chi Yun Anita Kwong
鄺子欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Yun Anita Kwong (鄺子欣), a licensed Representative with CE reference AHN065. Currently licensed at 1 firm(s): Wisdom Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-12-16 | present |
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-30 | present |
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-30 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2011-12-06 | 2013-07-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2005-03-07 | 2013-07-06 |
| Brown Brothers Harriman (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | present | 2004-03-24 |
| Brown Brothers Harriman (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | present | 2004-03-24 |
| Brown Brothers Harriman (Hong Kong) Limited |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-24 |
| Brown Brothers Harriman (Hong Kong) Limited |
Rep | Type 9 — Asset management | present | 2004-03-24 |