Hiu Wing Sze
施曉穎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hiu Wing Sze (施曉穎), a licensed former licensee with CE reference ASY528. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brown Brothers Harriman (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2012-10-04 | 2013-03-15 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2011-08-22 | 2012-09-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-12 | 2012-09-10 |