Sumitomo Mitsui Trust (Hong Kong) Limited

三井住友信託(香港)有限公司
CE No. AAO147 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sumitomo Mitsui Trust (Hong Kong) Limited (三井住友信託(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AAO147. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 3 — Leveraged foreign exchange trading; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 19 (total recorded over time: 68). Earliest licence on file: 2009-11-13.

Registered address

AIA Central, 1 Connaught Road, Central

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2014-01-07 present
Type 3 — Leveraged foreign exchange trading 2023-02-16 present
Type 4 — Advising on securities 2014-01-07 present
Type 9 — Asset management 2014-01-07 present
Type 1 — Dealing in securities present 2014-01-07
Type 4 — Advising on securities present 2014-01-07
Type 5 — Advising on futures contracts 2009-11-13 2011-01-31
Type 6 — Advising on corporate finance present 2003-10-16
Type 9 — Asset management present 2014-01-07

Licensed staff (all-time) (68)
Active on date

Name Activities First licensed To
Anthea Wai Sum Au-Yeung 歐陽為琛 RO 4, 9 2014-01 2015-10
Chi Pang Chan 陳志鵬 RO 1, 4, 9 Rep 1, 4, 9 2021-12 Present
Sau Yu Dera Cheung 張秀茹 RO 1, 3, 4, 9 2014-01 Present
Yunfan Hong 洪云帆 RO 1, 3, 4, 9 Rep 1, 3, 4, 9 2021-09 Present
Wing Kai David Hung 洪永佳 RO 1, 4, 9 Rep 1, 4, 9 2019-07 Present
Osamu Kawakami 川上治 RO 4 Rep 4 2014-05 2018-03
Osamu Kurata 倉田修 RO 1, 4, 9 2014-01 2014-06
Wai Kwong Kwok 郭偉光 RO 1, 4, 9 Rep 1, 4, 9 2019-07 Present
Yuk Man Lee 李育文 RO 4 Rep 4 2014-01 Present
Henry Hong Tat Lui 雷康達 RO 1, 4, 9 Rep 1, 4, 9 2019-07 Present
Yuzuru Mehara 目原讓 RO 1, 4, 9 2014-01 2016-05
Kota Murakami 村上幸太 RO 1, 4, 9 2014-01 2014-04
Hiroyuki Natori RO 1, 3, 4, 9 2019-09 2025-03
Yasuaki Negoro 根来裕昭 RO 4 2018-05 2023-04
Yuji Ono 大野有二 RO 1, 3, 4, 9 2025-03 Present
Yoshimi Osawa 大澤嘉 RO 1, 3, 4, 9 2021-10 2025-10
See Man Simon Poon 潘士文 RO 1, 4, 9 Rep 1, 4, 9 2019-04 Present
Daniel Wai Kin Sih 薛偉健 RO 1, 4 Rep 9 2016-06 2021-03
Tetsuya Tabata 田端哲也 RO 1, 3, 4, 9 2014-01 Present
Jitsuo Tachibana RO 1, 4, 9 2014-02 2021-05
Katsumi Takagaki 高垣勝己 RO 1, 4, 9 2014-01 2015-02
Yoshiki Takeda 武田喜樹 RO 1, 4, 9 2014-01 2016-12
Teo Tanimoto RO 1, 4, 9 2021-05 2025-02
Kazuhiro Tatewaki RO 4 2023-04 Present
Akifumi Uchida 內田晶文 RO 1, 4, 9 2014-09 2019-10
Hitoshi Yashima RO 1, 4, 9 2018-05 2022-04
Norimasa Yoshida 吉田憲正 RO 1, 4, 9 Rep 1, 4, 9 2018-07 2022-04
Hideki Abe 阿部英樹 Rep 4 2014-01 2015-04
Hung Ping Chan 陳鴻平 Rep 4, 9 2014-01 2014-03
Nicholas Lok-Hei Cheng 鄭洛希 Rep 1 2020-11 2021-07
Shiang-Ling Cheng 鄭湘齡 Rep 4 2022-11 Present
Ling Ling Chung 鍾菱菱 Rep 4, 9 2014-01 2021-02
Qingyun Fei 费清昀 Rep 1, 4, 9 2025-04 Present
Toshiya Fujiwara Rep 4 2014-01 2014-03
Kodai Harada 原田洪大 Rep 1, 4, 9 2016-12 2019-02
Tomokazu Hatada Rep 1, 4, 9 2021-07 2025-04
Chiu Yu Ho 何昭汝 Rep 1, 4, 9 2025-04 Present
Koichi Iwama Rep 4 2015-04 2017-03
Hyo Jeong Kim Rep 4 2019-09 2022-05
Tomohiko Kubo 久保智彥 Rep 1, 4, 9 2017-05 2021-01
Kenichi Kuriyama 栗山乾一 Rep 4 2015-06 2019-09
Dennis Yu Ting Kwan 關宇亭 Rep 4, 9 2014-01 2014-06
Kai Pong Lau Rep 1, 9 2016-07 2021-01
Jiwon (SFC:BTA460) Lee Rep 4 2022-10 2024-03
Yi Hsian Lee 李怡璿 Rep 4 2014-02 2022-08
Pui Sun Tiffany Liu 廖沛琛 Rep 1, 4, 9 2021-12 2024-05
Kung Hang Lo 羅功恆 Rep 4 2014-01 2014-12
Yizhuo Lu 盧亦卓 Rep 4 2017-06 2020-12
Naoko Luncasu Rep 1 2019-03 2021-09
Jasween Malik Rep 4 2014-01 2018-09
Toshihide Matsumoto 松本敏英 Rep 4, 9 2014-01 2015-05
Rahul Murkya Rep 4 2019-07 Present
Kwan Yi Queenie Ng 吳鈞儀 Rep 1, 4, 9 2014-09 2019-04
Jia Ho Eddie Ow Rep 4 2021-03 2022-06
Ho Tak Pang 彭浩德 Rep 1, 4, 9 2022-08 Present
Wonsuk Rhee 李元碩 Rep 4 2015-07 2019-01
Nobuhiro Sato 佐藤信宏 Rep 4, 9 2014-01 2014-04
Qin Shao 邵沁 Rep 4 2021-03 Present
Wing Man Shek 石詠文 Rep 4 2014-01 2017-02
Naoto Shinohara Rep 4, 9 2021-03 2022-09
Tsui Yan Sin 冼翠茵 Rep 1, 4, 9 2015-09 2016-05
Han Meng Tan 陳汉明 Rep 4 2014-04 2019-12
Ryo Tasaka Rep 1, 3, 4, 9 2025-08 Present
Yuen Chi Tsui 徐苑諮 Rep 1, 4, 9 2014-04 2015-07
Yuto Uda Rep 1, 4, 9 2022-09 2025-06
Jae Kyoo Yang 梁在奎 Rep 4 2014-02 2015-02
Satoshi Yasuoka Rep 4, 9 2020-01 2022-07
Tiffany Hiu Ying Yue 余曉瑩 Rep 1, 4, 9 2018-11 Present
Showing 1–68 of 68

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