Sumitomo Mitsui Trust (Hong Kong) Limited
三井住友信託(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sumitomo Mitsui Trust (Hong Kong) Limited (三井住友信託(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AAO147. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 3 — Leveraged foreign exchange trading; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 19 (total recorded over time: 68). Earliest licence on file: 2009-11-13.
More firms doing Dealing in securities →More firms doing Leveraged foreign exchange trading →More firms doing Advising on securities →More firms doing Asset management →
Registered address
AIA Central, 1 Connaught Road, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2014-01-07 | present |
| Type 3 — Leveraged foreign exchange trading | 2023-02-16 | present |
| Type 4 — Advising on securities | 2014-01-07 | present |
| Type 9 — Asset management | 2014-01-07 | present |
| Type 1 — Dealing in securities | present | 2014-01-07 |
| Type 4 — Advising on securities | present | 2014-01-07 |
| Type 5 — Advising on futures contracts | 2009-11-13 | 2011-01-31 |
| Type 6 — Advising on corporate finance | present | 2003-10-16 |
| Type 9 — Asset management | present | 2014-01-07 |
Licensed staff (all-time) (68)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Anthea Wai Sum Au-Yeung 歐陽為琛 | RO 4, 9 | 2014-01 | 2015-10 |
| Chi Pang Chan 陳志鵬 | RO 1, 4, 9 Rep 1, 4, 9 | 2021-12 | Present |
| Sau Yu Dera Cheung 張秀茹 | RO 1, 3, 4, 9 | 2014-01 | Present |
| Yunfan Hong 洪云帆 | RO 1, 3, 4, 9 Rep 1, 3, 4, 9 | 2021-09 | Present |
| Wing Kai David Hung 洪永佳 | RO 1, 4, 9 Rep 1, 4, 9 | 2019-07 | Present |
| Osamu Kawakami 川上治 | RO 4 Rep 4 | 2014-05 | 2018-03 |
| Osamu Kurata 倉田修 | RO 1, 4, 9 | 2014-01 | 2014-06 |
| Wai Kwong Kwok 郭偉光 | RO 1, 4, 9 Rep 1, 4, 9 | 2019-07 | Present |
| Yuk Man Lee 李育文 | RO 4 Rep 4 | 2014-01 | Present |
| Henry Hong Tat Lui 雷康達 | RO 1, 4, 9 Rep 1, 4, 9 | 2019-07 | Present |
| Yuzuru Mehara 目原讓 | RO 1, 4, 9 | 2014-01 | 2016-05 |
| Kota Murakami 村上幸太 | RO 1, 4, 9 | 2014-01 | 2014-04 |
| Hiroyuki Natori |