Teo Tanimoto
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Teo Tanimoto ( ), a licensed former licensee with CE reference BQU116. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sumitomo Mitsui Trust (Hong Kong) Limited 三井住友信託(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2021-05-05 | 2025-02-14 |
| Sumitomo Mitsui Trust (Hong Kong) Limited 三井住友信託(香港)有限公司 |
RO | Type 4 — Advising on securities | 2021-05-05 | 2025-02-14 |
| Sumitomo Mitsui Trust (Hong Kong) Limited 三井住友信託(香港)有限公司 |
RO | Type 9 — Asset management | 2021-05-05 | 2025-02-14 |