Wai Kwong Kwok
郭偉光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kwong Kwok (郭偉光), a licensed Responsible Officer with CE reference BOI754. Currently licensed at 1 firm(s): Sumitomo Mitsui Trust (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sumitomo Mitsui Trust (Hong Kong) Limited 三井住友信託(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2022-05-05 | present |
| Sumitomo Mitsui Trust (Hong Kong) Limited 三井住友信託(香港)有限公司 |
RO | Type 4 — Advising on securities | 2022-05-05 | present |
| Sumitomo Mitsui Trust (Hong Kong) Limited 三井住友信託(香港)有限公司 |
RO | Type 9 — Asset management | 2022-05-05 | present |
| Sumitomo Mitsui Trust (Hong Kong) Limited 三井住友信託(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-15 | 2022-05-05 |
| Sumitomo Mitsui Trust (Hong Kong) Limited 三井住友信託(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-07-15 | 2022-05-05 |
| Sumitomo Mitsui Trust (Hong Kong) Limited 三井住友信託(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-07-15 | 2022-05-05 |