Saxo Capital Markets HK Limited

盛寶金融(香港)有限公司
CE No. AVD061 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Saxo Capital Markets HK Limited (盛寶金融(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AVD061. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 2 — Dealing in futures contracts; 3 — Leveraged foreign exchange trading; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 1 (total recorded over time: 76). Earliest licence on file: 2011-01-19.

More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Leveraged foreign exchange trading →More firms doing Advising on securities →More firms doing Asset management →

Registered address

19th Floor, Shanghai Commercial Bank Tower, 12 Queen's Road Central, Central

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2011-01-19 present
Type 2 — Dealing in futures contracts 2012-05-17 present
Type 3 — Leveraged foreign exchange trading 2011-01-19 present
Type 4 — Advising on securities 2021-10-04 present
Type 9 — Asset management 2021-10-04 present

Licensed staff (all-time) (76)
Active on date

Name Activities First licensed To
Hin Man Au 區顯民 RO 1, 2, 3 Rep 1, 2, 3 2012-04 2020-02
Lester Wang Hei Chan 陳宏晞 RO 1, 4, 9 2021-02 2022-03
Philip Yin Loong Cheung 張恩龍 RO 1 Rep 1, 2, 3 2016-08 2018-03
David Dal Broi RO 1, 2 Rep 1, 2, 3, 4 2018-04 2022-02
Richard Howard Douglas RO 1, 2, 3, 4, 9 Rep 1, 2, 3, 4, 9 2021-09 2023-11
Flemming Helbo RO 1, 2, 3 2012-05 2014-10
Lars Hornsleth RO 1 2011-01 2014-03
Man Yu Kwok 郭敏瑜 RO 3 Rep 1, 2, 3 2013-08 2014-06
Chung Cheong Lai 黎仲昌 RO 1, 2 Rep 1, 2, 3 2012-12 2015-05
Nathan Cheuk Wai Lai 賴倬瑋 RO 1, 2, 3 Rep 1, 2, 3, 4 2017-12 2022-10
Pik Lin Law 羅碧蓮 RO 3 Rep 1, 2, 3 2014-09 2018-04
Francis (SFC:AIM240) Lee 李紀綱 RO 1, 2, 3 2011-01 2014-08
Zhi Xing Lee 李致行 RO 1, 2, 3 Rep 1, 2, 3, 4, 9 2022-02 2023-10
Chi Hang (SFC:AKO773) Leung 梁志恒 RO 1, 3 Rep 1, 2, 3 2014-12 2017-10
Minglong Lin RO 1, 2, 3, 4, 9 Rep 1, 2, 3, 4, 9 2021-12 2024-03
Colin Celan Ling 凌思綸 RO 1, 2 Rep 1, 2, 3 2020-02 2020-05
Matthew Nathan Long RO 1, 2, 3 2018-04 2019-10
Korman Cho Mau Lui 雷祖謀 RO 1, 2, 3 Rep 1, 2, 3 2022-03 2023-01
Xiyuan Ma 馬璽源 RO 2 Rep 1, 2, 3, 4, 9 2021-11 2024-01
Yong Ma 馬勇 RO 1, 2, 3, 4, 9 2024-09 2024-11
Benedict Shang Wei Moh 毛尚偉 RO 1, 2, 3, 4, 9 Rep 1, 2, 3, 4, 9 2023-05 Present
Karol Piovarcsy RO 1, 2 2015-09 2018-10
Tsz Sang Pun 潘梓生 RO 2, 3 Rep 1, 2, 3 2020-03 2022-02
Adam James Reynolds RO 1, 2, 3, 4, 9 2014-08 2024-09
Thomas Kwok Leung Tam 譚國樑 RO 1, 2, 3, 4, 9 Rep 1, 2, 3, 4, 9 2023-05 2026-03
Tik Sze Tsai 蔡奕詩 RO 1, 2, 3 Rep 1, 2, 3 2011-01 2014-11
Toru Umatani RO 3 2011-01 2011-06
Sok Mun Wan 溫淑敏 RO 1, 2, 3 2011-01 2012-09
Ho Hon Wong 黃可瀚 RO 2, 3 Rep 1, 2, 3 2014-08 2020-11
Weng Fai Wong 黃永輝 RO 1, 2, 4, 9 Rep 1, 2, 3, 4, 9 2022-02 2024-09
Ruihong Wu RO 1, 2, 3 Rep 1, 2, 3 2017-04 2020-09
Fan (SFC:BOZ130) Xu RO 1, 2, 3, 4, 9 2020-01 2022-05
Nga Ying Yeung 楊雅瑩 RO 1, 4 Rep 1, 4 2022-02 2023-01
Matthew James Cartwright Rep 1, 2 2017-07 2018-01
Cheuk Lam (SFC:BQC596) Chan 陳卓林 Rep 1, 2, 3 2020-09 2020-10
Hau Chung (SFC:BCH528) Chan 陳孝忠 Rep 1, 2, 3 2014-09 2020-04
Anqi (SFC:BBM646) Chen 陳安琪 Rep 1, 2, 3 2014-12 2015-01
Ho Lam Cheng 鄭可霖 Rep 1, 2, 4, 9 2021-12 2025-03
Ka Chai Cheng 鄭家齊 Rep 1, 2, 3, 4 2020-12 2022-01
Ya Yi Amie Cheng 鄭雅怡 Rep 1, 2, 4 2022-06 2022-11
Raymond Shiu Sing Cheung 張劭聲 Rep 1, 2, 3 2018-12 2020-02
Tak Wai (SFC:ATE071) Chung 鍾德偉 Rep 1, 2, 3 2012-09 2013-05
You Loong Eoh Rep 1, 2, 3 2019-09 2020-02
Lai Man Ho 何澧汶 Rep 1 2014-04 2014-07
Tareck Horchani Rep 1, 2, 3 2017-07 2018-11
Wai Ching Hung 洪瑋程 Rep 1, 2, 3 2018-01 2018-07
Qingzhou Ji 季庆洲 Rep 1, 2, 3 2019-08 2023-12
Hann Long Kwan 關翰龍 Rep 1, 3 2011-01 2011-07
Mason Ming Sum Lee 李銘深 Rep 1, 2, 3 2020-03 2021-03
Pei Zhen Shynna April Lee Rep 1, 2, 3 2018-09 2022-05
Belle Ho Kwan Leung 梁皓鈞 Rep 1, 2, 3 2018-06 2020-02
Ching Man Leung 梁靜雯 Rep 3 2011-01 2011-10
Lap Lam Leung 梁立林 Rep 1, 2, 3 2016-03 2017-09
Feng (SFC:BPF707) Li 李峰 Rep 1, 2, 3 2019-12 2020-09
Hoi To Li 李鎧洮 Rep 1, 2, 3, 4 2021-05 2022-01
Wenfeng (SFC:BQF093) Li Rep 1, 2 2020-10 2023-09
Chenying Lin 林晨莹 Rep 1, 2, 3, 4, 9 2023-02 2025-02
Lingyu Liu 劉靈予 Rep 1, 2, 3 2021-04 2021-08
Lap Bond James Lo 盧立邦 Rep 1, 2, 3, 4, 9 2019-10 2023-02
Hiu Kwan Ma 馬曉筠 Rep 1, 2, 3, 4 2022-04 2022-10
Linze Mao 毛林澤 Rep 1, 2, 3 2019-08 2021-12
Kit Man Joe Poon 潘傑文 Rep 1, 2, 3 2011-09 2012-12
Manish Deepak Prasad Rep 1, 4, 9 2022-03 2023-05
Wan Yan San 辛韻欣 Rep 1, 2, 3 2018-12 2019-09
Kenneth Jen Ming Shih 石健明 Rep 1, 4, 9 2022-04 2024-01
Pai Chien Shih 施百謙 Rep 1, 2, 3 2015-05 2016-08
Wing Siu 蕭穎 Rep 1, 2, 3 2021-04 2021-11
Ji Sun 孫佶 Rep 1, 2, 3 2013-08 2014-03
Wen Tao Rep 1, 2, 3 2020-04 2020-10
Benjamin Kin Chung Tong 唐健聰 Rep 1, 2, 3 2015-05 2015-08
Kai Hong Tso 曹啟康 Rep 1, 2, 3 2021-10 2021-11
Chi Ching (SFC:ANY418) Wong 黃持正 Rep 1, 2, 3 2011-01 2013-07
Yui Ho Wong 王銳豪 Rep 1, 2, 3 2016-10 2017-07
Mengjiao Xu 許梦皎 Rep 1, 2, 3 2019-09 2020-01
Nan Yan 閆楠 Rep 1, 2, 4, 9 2022-02 2024-09
Huimin (SFC:BRY760) Zhang 張慧敏 Rep 1, 2, 3, 4, 9 2023-11 2024-12
Showing 1–76 of 76

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