Chung Cheong Lai
黎仲昌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Cheong Lai (黎仲昌), a licensed Responsible Officer with CE reference ADZ903. Currently licensed at 2 firm(s): CORNERSTONE ASSET MANAGEMENT LIMITED , Cornerstone Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 35.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CORNERSTONE ASSET MANAGEMENT LIMITED 基石資產管理有限公司 |
RO | Type 9 — Asset management | 2021-08-31 | present |
| Cornerstone Securities Limited 基石證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-02-08 | present |
| Cornerstone Securities Limited 基石證券有限公司 |
RO | Type 4 — Advising on securities | 2021-02-08 | present |
| CORNERSTONE ASSET MANAGEMENT LIMITED 基石資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-08-03 | 2021-08-31 |
| Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2017-04-26 | 2019-04-03 |
| Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2017-03-28 | 2017-04-26 |
| ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 |
RO | Type 1 — Dealing in securities | 2016-05-25 | 2016-11-28 |
| ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-05-25 | 2016-11-28 |
| ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2015-08-18 | 2016-11-28 |
| ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2015-07-03 | 2015-08-18 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2014-02-17 | 2015-05-21 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-01-10 | 2015-05-21 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-11 | 2014-02-17 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-12-11 | 2013-01-10 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2012-12-11 | 2015-05-21 |
| Great Lakes Hong Kong Limited | RO | Type 2 — Dealing in futures contracts | 2010-04-26 | 2012-11-30 |
| T.F.S. Derivatives HK Limited | Rep | Type 1 — Dealing in securities | 2009-08-10 | 2010-01-22 |
| T.F.S. Derivatives HK Limited | Rep | Type 2 — Dealing in futures contracts | 2009-08-10 | 2010-01-22 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2008-10-13 | 2009-06-15 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-10-13 | 2009-06-15 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-10-13 | 2009-06-15 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2005-05-12 | 2009-06-15 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-05-12 | 2009-06-15 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 7 — Providing automated trading services | 2005-05-12 | 2009-06-15 |
| Public Financial Securities Limited 大眾金融証券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-02-02 |
| Public Pacific Securities Limited 大眾太平証券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-02-02 |
| Public Futures Limited 大眾期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-10-31 |
| Public Financial Securities Limited 大眾金融証券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-02 |
| Public Pacific Securities Limited 大眾太平証券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-02 |
| Public Futures Limited 大眾期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-10-31 |
| Public Financial Securities Limited 大眾金融証券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-02 |
| Public Pacific Securities Limited 大眾太平証券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-02 |
| Public Financial Securities Limited 大眾金融証券有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-02 |
| Public Pacific Securities Limited 大眾太平証券有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-02 |
| Public Futures Limited 大眾期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-31 |