ADS Securities Hong Kong Limited
阿布扎比證券香港有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for ADS Securities Hong Kong Limited (阿布扎比證券香港有限公司), a Hong Kong-based licensed corporation with CE reference AXC847. Current licensed staff on file: 0 (total recorded over time: 37). Earliest licence on file: 2011-08-09.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2016-05-25 | 2022-11-08 |
| Type 2 — Dealing in futures contracts | 2016-05-25 | 2022-11-08 |
| Type 3 — Leveraged foreign exchange trading | 2011-08-09 | 2022-11-08 |
| Type 4 — Advising on securities | 2017-08-25 | 2020-11-05 |
| Type 6 — Advising on corporate finance | 2017-01-25 | 2019-06-28 |
Licensed staff (all-time) (37)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Kin Hang Au-Yeung 歐陽健恒 | RO 3 | 2011-08 | 2014-12 |
| Justin Sano Chan 陳生樂 | RO 1, 4, 6 Rep 3 | 2017-01 | 2018-09 |
| Kin Ho Chan 陳健豪 | RO 3 Rep 1, 2, 3, 4 | 2014-07 | 2018-05 |
| Yan Chan 陳欣 | RO 1, 2, 3, 4 Rep 2, 3, 4 | 2014-10 | 2019-11 |
| Henry Ka Wong Cheung 張家煌 | RO 3 | 2011-08 | 2013-02 |
| Chung Cheong Lai 黎仲昌 | RO 1, 2, 3 Rep 3 | 2015-07 | 2016-11 |
| Pui Kiu Law 羅姵喬 | RO 1, 2 Rep 3 | 2018-07 | 2019-06 |
| Francis (SFC:AIM240) Lee 李紀綱 | RO 1, 2, 3, 4 | 2015-09 | 2022-11 |
| Xiaoting (SFC:AVS858) Li 李小婷 | RO 1, 4, 6 | 2017-01 | 2019-05 |
| Korman Cho Mau Lui 雷祖謀 | RO 3 Rep 3 | 2011-10 | 2014-08 |
| Florence Man Shan Ng 吳旻珊 | RO 6 Rep 1 | 2018-09 | 2019-04 |
| Lasse Reinhold | RO 1, 2, 3 Rep 1, 2, 3 | 2019-05 | 2021-02 |
| Terry Tak Li Tse 謝德利 | RO 2 Rep 1, 2, 3, 4 | 2017-09 | 2018-06 |
| Boon Chye Yeo | RO 3 | 2014-02 | 2015-08 |
| Mohammed Adil Baig | Rep 3 | 2014-03 | 2014-11 |
| Chi Hei Andrew Chan 陳志熹 | Rep 1, 2, 3, 4 | 2017-07 | 2018-07 |
| Po Ming (SFC:BLK193) Chan 陳堡明 | Rep 1, 2, 3 | 2018-09 | 2018-11 |
| Sze Long Cheng 鄭詩朗 | Rep 1, 2, 3, 4 | 2016-07 | 2018-04 |
| Hin Yat Chow 周軒逸 | Rep 3 | 2014-03 | 2014-12 |
| Lewis Cheuk Hei Chow 周卓熹 | Rep 1, 2, 3, 4 | 2018-03 | 2020-07 |
| See Yuen Fu 傅思源 | Rep 1, 2, 3, 4 | 2018-04 | 2018-05 |
| Mathieu Elias Charbel Ghanem | Rep 3 | 2014-08 | 2015-11 |
| Kai Chung (SFC:BMY042) Ip 葉繼聰 | Rep 1, 2, 3, 4 | 2018-05 | 2018-08 |
| Ho Kan Lam 林浩勤 | Rep 1, 2, 3, 4 | 2018-03 | 2018-10 |
| Mun Yiu Lam 林滿堯 | Rep 3 | 2015-11 | 2016-07 |
| Hiu Keung Li 李曉強 | Rep 3 | 2014-03 | 2014-12 |
| Po Wa Li 李寶華 | Rep 1, 2, 3, 4 | 2016-09 | 2017-12 |
| Chung Ting Ng 伍頌婷 | Rep 1, 2, 3, 4 | 2019-11 | 2020-02 |
| Ka Hong Tam 譚家康 | Rep 1, 2, 3, 4 | 2018-02 | 2018-10 |
| Wing Chun Tam 譚永珍 | Rep 1, 2, 3 | 2018-07 | 2019-02 |
| Tsun Tao Wat 屈駿韜 | Rep 1, 3, 4 | 2018-09 | 2019-04 |
| Chi Leong Wong 黃志亮 | Rep 1, 2, 3, 4 | 2019-04 | 2019-06 |
| Wai Lam (SFC:BOT751) Wong 王煒霖 | Rep 1, 2, 3, 4 | 2019-09 | 2019-09 |
| Chung Pong Wu 胡仲邦 | Rep 1, 2, 3, 4 | 2018-04 | 2018-07 |
| Oko Xu 許晉聖 | Rep 1, 2, 3, 4 | 2019-02 | 2020-11 |
| Ngo Ching Yeung 楊傲正 | Rep 1, 4 | 2018-01 | 2019-07 |
| Siu Lun Yuen 阮兆倫 | Rep 3 | 2011-10 | 2012-11 |
Showing 1–37 of 37